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Regulatory Compliance Attorney
Compliance Search Group - New York, NY
Institutional brokerage seeks an Attorney for their Compliance Department. The firms Legal and Compliance divisions work closely together. The role includes a combination of transactional, compliance, legal, regulatory and litigation matters. Candidates should have 4-6 years of Regulatory/Finance in-house experience He/she will provide counsel and advice on U.S. federal and state securities and business laws. Draft, review, and negotiate documents for and advise regarding legal structure for hedge fund and capital markets transactions. Manage litigation matters. Provide regulatory monitoring and advice and counsel regarding new product development, regulatory and examination compliance, and other bank and securities regulatory matters. Analyze, address and respond to regulatory... See job listing >
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