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Compliance Assessment - AssociateMorgan Stanley - New York, NYJob Title: Compliance Assessment - Associate Profession: Banking -> Investment Banking Position DescriptionThe Compliance Assessment Team within the Morgan Stanley Institutional Securities Legal and Compliance Group is responsible for planning, preparing and executing compliance-based reviews within the Institutional Equity, Fixed Income, Investment Banking, Research, Commodities/Futures, Prime Brokerage, Securities Lending and Operations Division. These reviews are primarily focused on the rules, regulations and Firm policies and procedures related to each business.Responsibilities will include assisting the team in the development of risk based assessment programs, conducting information gathering sessions with Business Unit personnel (including management and support staff), performing... See job listing >30+ days ago from Jobfox - Save - Block - Flag - More Tools...
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Morgan Stanley
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Headquarters:
1585 Broadway
New York, NY 10036
Phone: 212-761-4000
http://www.morganstanley.com - Line of Business: Securities Broker/dealer Investment Banker Securities Underwriting Credit Card Services Consumer Finl Services & State Bank
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Key Numbers:
Company Type Public (MS:NYS) Company Revenue $500M+ Company Size More than 5000 employees
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