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Compliance Examinations, Testing & Monitoring job at Top International Investment Bank in New York, NY

  • Compliance Examinations, Testing & Monitoring
    Top International Investment Bank - New York, NY
    Compliance Examinations, Testing & Monitoring in the New York Tri-State Area Institutional international investment bank seeks a Compliance Officer to examine, test, monitor and review their trading desks and business units. In particular, the Compliance Officer will focus on fixed income sales and trading. The person should have examinations, audit or generalist institutional Compliance experience. The base compensation is in the $90 to $120k range plus bonus potential. Please email resumes t Jack Kelly at jkelly at ComplianceSearch.com The Compliance Search Group is the oldest, largest and most respected global search firm focused on the placement of Compliance, Legal, Risk Management, Audit, Credit, Accounting, Financial Controls and Regulatory professionals. The Compliance Search... See job listing >
    30+ days ago from TheLadders.com - Save - Block - Flag - More Tools...
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Compliance Examinations Testing jobs in New York, NY

  • Officer-Compliance
    McGraw-Hill - New York, NY
    for planning and executing compliance examinations of S&P operating units, ... compliance work and data testing; writing compliance review reports containing...
    4 days ago from The McGraw-Hill Companies - Save - Block - Flag - More Tools...
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  • Compliance Examinations, Testing, and Risk Reviews
    Financial Company - New York, NY
    Review staffing, budgeting, scoping and testing approach - Providing supervisory ... Developing relationships with business compliance officers and management to keep...
    15 days ago from TheLadders.com - Save - Block - Flag - More Tools...
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    • Job Summary | Also found at: BankJobs.com
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  • Compliance Examinations, Testing & Monitoring
    Top International Investment Bank - New York, NY
    Compliance Examinations, Testing & Monitoring in the New York ... The person should have examinations, audit or generalist institutional Compliance...
    30+ days ago from BankJobs.com - Save - Block - Flag - More Tools...
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  • Compliance Examinations, Testing, and Risk Reviews
    Compliance Search Group - New York, NY
    Review staffing, budgeting, scoping and testing approach - Providing supervisory ... Kelly at JKelly@ComplianceSearch.com The Compliance Search Group is the oldest,...
    30+ days ago from Compliance Search Group - Save - Block - Flag - More Tools...
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Top International Investment Bank jobs

  • Director - Equities Sales and Trading Compliance
    Top International Investment Bank - New York, NY
    global investment bank seeks an Equities Sales and Trading Compliance officer.  RESPONSIBILITIES:  Provide compliance advice and guidance to business lines, firm management and...
    14 hours ago from BankJobs.com - Save - Block - Flag - More Tools...
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  • Vice - President, Internal Audit
    Top International Investment Bank - New York, NY
    client, an international investment bank, seeks an Internal Auditor at the VP level. ... Qualifications/Competencies Accreditation: Knowledge of capital markets and investment...
    29 days ago from TheLadders.com - Save - Block - Flag - More Tools...
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  • Compliance Examinations, Testing & Monitoring
    Top International Investment Bank - New York, NY
    Tri-State Area Institutional international investment bank seeks a Compliance Officer to examine, test, monitor and review their trading desks and business units. In particular,...
    30+ days ago from BankJobs.com - Save - Block - Flag - More Tools...
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