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Mutual Fund Attorney

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Company: Complistaff

Location: New York City, NY

Date Posted: March 6, 2014

Source: CompliStaff


Prominent Asset Manager seeks a Mutual Fund Attorney to draft, review and negotiate advisory, sub-advisory and delegation agreements for institutional and intermediary asset management business. This person will also assist in providing legal services to Latin American office, Argentina, Brazil, Chile and Mexico. Robust business fluency with Spanish and/or Portuguese is a strong plus.

The successful candidate will

Oversee/provide legal services in Latin American offices.

Draft and update documentation for private investment companies and U.S. proprietary mutual funds and review third party fund agreements; platform agreements.

Draft, review and negotiate vendor and other third party agreements (including IT and soft dollar arrangements).

Review and negotiate investment documentation, including brokerage and trading agreements.

Work with outside counsel on litigation matters.

Provide legal advice concerning HR matters.

Provide legal advice in responding to RFP s and client/consultant inquiries.

Provide legal support for special projects/implementation of new investment ...


Prominent Asset Manager seeks a Mutual Fund Attorney to draft, review and negotiate advisory, sub-advisory and delegation agreements for institutional and intermediary asset management business. This person will also assist in providing legal services to Latin American office, Argentina, Brazil, Chile and Mexico. Robust business fluency with Spanish and/or Portuguese is a strong plus.

The successful candidate will

Oversee/provide legal services in Latin American offices.

Draft and update documentation for private investment companies and U.S. proprietary mutual funds and review third party fund agreements; platform agreements.

Draft, review and negotiate vendor and other third party agreements (including IT and soft dollar arrangements).

Review and negotiate investment documentation, including brokerage and trading agreements.

Work with outside counsel on litigation matters.

Provide legal advice concerning HR matters.

Provide legal advice in responding to RFP s and client/consultant inquiries.

Provide legal support for special projects/implementation of new investment products and legal developments.

Prepare and ensure on-going update and applicability of internal policies.


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