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associate regulatory compliance jobs near New York, NY

New York, NY

Compliance Audit Contribute to the audit coverage strategy for the AML program and the compliance program Contribute to the risk-based audit plan and audit...

PJT Partners - New York, NY

Executing regular or scheduled compliance tasks as assigned, ensuring that compliance issues and associated root causes are understood, well defined and...

Finra - New York, NY

Minimum of five years of securities, compliance or financial regulatory experience. The Associate Principal Examiner/Principal Examiner should be proficient to...

ANN INC. - New York, NY

Supplier / Facility Social Compliance Audits. The position will develop relationships with associates, Suppliers and Facilities globally to minimize brand risk,...

Western Asset Management Company - New York, NY

Daily oversight of assigned portfolios for compliance with guidelines, internal policies and regulatory issues Review of trading activity for compliance issues...

Macquarie Group Limited - New York, NY

Ensuring Macquarie continues to meet the obligations within its regulatory and compliance framework. We are seeking a Senior Associate to join our Financial...

Macquarie Group Limited - New York, NY

It ensures Macquarie continues to meet its financial regulatory and compliance obligations. Production of various limit/ratio monitoring reports as per...

PricewaterhouseCoopers LLC - New York, NY

Healthcare is a transforming industry due to legislative and regulatory demands, technology challenges, and societal trends....

PricewaterhouseCoopers LLC - New York, NY

We assist businesses, individuals, and organizations with tax strategy, planning, and compliance, while also delivering a wide range of business advisory...

Zurich Alternative Asset Management, LLC - New York, NY

Manage select interfaces with local regulatory entities to ensure compliance (may include building permits, and other local code compliance issues)....