1 - 10 of 523

cco investment services jobs


  • Compliance Director Investment Advisory

    Citi

    - Queens, NY

    compliance with 1940 Act registered investment adviser regulations, Citigroup ... registered investment adviser and retail investment compliance activities, fiduciary...

    29 days ago from Citi
  • Investment Management Compliance Testing Analyst

    NEW

    Morgan Stanley - Finance Industry

    - New York City, NY

    services firm providing a wide range of investment banking, securities, investment ... Working knowledge of the Investment Advisers Act of 1940, the Investment Company Act of...

    2 days ago from VelvetJobs
  • Marketing Coordinator | An Independent, SEC Registered Investment Advisory Firm

    NEW

    Eaglestone Tax & Wealth Advisors

    - Rockville, MD

    and competitive forces within the financial services industry Leads by example as a Brand ... for creating and delivering marketing ideas and activities Works directly with...

    3 days ago from Doostang
  • Investment Assistant I

    Citizens Financial Group

    - Columbus, OH

    </p> <ul> <li>Financial services background preferred</li> ... </p> <p>It is the policy of CCO Investment Services, Corp. to provide...

    30+ days ago from BrokerHunter.com
  • CCO Senior Principal

    RBS Citizens Financial Group

    - Riverside, RI

    with transaction and exception processing of investment products in a bank environment. Perform quality control audits on all paperwork and transactions and ensure service...

    30+ days ago from WorkInRetail.com
  • Compliance Associate

    NEW

    Rapidly Growing Boutique Financial Services - Finance Industry

    - New York City, NY

    skilled investment management and financial services professionals, committed to serving ... investment adviser, law firm, or investment consulting firm Strong working...

    2 days ago from VelvetJobs
  • Senior Compliance Professional

    NEW

    Rapidly Growing Boutique Financial Services - Finance Industry

    - New York City, NY

    skilled investment management and financial services professionals, committed to serving ... investment adviser, law firm, or investment consulting firm, experience practicing...

    2 days ago from VelvetJobs
  • Financial Consultant II

    NEW

    Cco Investment Services

    - South Yarmouth, MA

    Responsibilities CCO Investment Services Inc. is honored to be a leading provider in the ... Employment Opportunity It is the policy of CCO Investment Services, Corp. to provide...

    1 day ago from CCO Investment Services
  • Trading Specialist

    Cco Investment Services

    - Riverside, RI

    Qualifications Financial services background preferred Experience in a call center/ tradin ... Opportunity It is the policy of CCO Investment Services, Corp. to provide equal...

    6 days ago from CCO Investment Services
  • Investment Speciaist

    Cco Investment Services

    - Cranston, RI

    needs and then presenting appropriate investment options. Customers will then ... Opportunity It is the policy of CCO Investment Services, Corp. to provide equal...

    25 days ago from CCO Investment Services
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