Showing 1-10 of 463
Showing 1-10 of 463
Chief compliance officer jobs near New York, NY

Barclay Simpson - New York, NY

Deputy Chief Risk Officer. Including compliance, credit, operational, market, reputation, price, strategic, interest rate risks....

1199SEIU Family of Funds - New York, NY

Perform special reviews as may be requested by the Chief Information Security Officer and/or Director. Periodically and upon request, provide the Director of...

Aflac Global Investments - New York, NY

Support the VP, Office of the CIO in planning and preparing analyses and presentation materials for the Global Chief Investment Officer, investment committees,...

Green Key Resources - New York, NY

Aid SVP, Chief Compliance Officer and administration on compliance and supervisory matters Help progress and implement policies and procedures Conduct reviews...

DriveWealth - Chatham, NJ

The Chief Compliance Officer will be responsible for:. Reporting to the CEO, the Chief Compliance Officer will ensure regulatory compliance for all DriveWealth...

Wartburg - Mount Vernon, NY

Ensures legal and regulatory compliance at best practice levels throughout scope of responsibilities. The Chief Operating Officer (COO) is a key member of the...

Omega Global Partners - New York, NY

Chief Compliance Officers (CCOs), General Counsels, and senior compliance and legal professionals preferred....

Michael Page US - New York, NY

Key role working within a fast growing broker-dealer based in Manhattan, assisting the Chief Compliance Officer in creating a culture in which all staff see...

Michael Page US - New York, NY

Responsible for reporting to the Chief Risk Officer or to the Head of Compliance any non-compliance with Lloyds Bank or governmental rules or regulations that...

Sahara Reporters Media Group, Inc - New York, NY

Reports to, and supports the Chief Executive Officer + Chief Operating Officer to ensure all projects and tasks are performed efficiently and expediently....


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