1 - 10 of 4,433

chief compliance officer jobs near New York, NY


  • Vice President, Corporate Compliance - Business Line Compliance Officer

    Mitsubishii UFJ Financial Group

    - New York City, NY

    Compliance Officer/Compliance Liaison Officer Appointment Letter. Key Responsibilities: ... (10%) Monitor semi-annual Compliance Review of JFSA/Head Office Standards and Requirements...

    30+ days ago from Mitsubishii UFJ Financial Group
  • Chief Compliance Officer for the Asset Management Divis

    Compliance Search Group

    - New York City, NY

    Chief Compliance Officer for the Asset Management Division of a Boutique Investment Bank ... ranging from staff levels to Chief Compliance Officers with the nation's top-tier...

    6 days ago from The Ladders
  • COO & Compliance Officer

    Litmore

    - New York City, NY

    This is an entrepreneurial role with a great degree of flexibility, and best suited to ... the business is run to the highest standards in terms of efficiency, cost and...

    7 days ago from Doostang
  • Chief Compliance Officer

    Adams Consulting Group

    - New York City, NY

    Services Company Job Description: Chief Compliance Officer Responsible for compliance ... compliance risk. Develops and implements a compliance monitoring program. Ensures that...

    7 days ago from ZipRecruiter
  • Chief Compliance Officer

    International Market Recruiters

    - New York City, NY

    New York, NY, is seeking a Chief Compliance Officer to provide guidance in product ... 10 plus years of Extensive US Compliance, AML and Regulatory experience...

    7 days ago from ZipRecruiter
  • Volcker Rule Compliance Officer

    Compliance Search Group

    - New York City, NY

    Volcker Rule Compliance Officer A global bank seeks a Volker Rule Compliance Officer who ... professionals ranging from staff levels to Chief Compliance Officers with the...

    6 days ago from The Ladders
  • Chief Compliance Officer

    Leading Mutual Life Insurance Firm

    - Parsippany, NJ

    compliance program. Identify and resolve compliance issues. Communicate and report on ... prospective and existing products from a compliance perspective. Maintain current...

    17 days ago from IvyExec
  • Chief Compliance Officer

    Sec Registered Investment Adviser - Finance Industry

    - New York City, NY

    candidate will act as the Chief Compliance Officer of a SEC registered investment ... including running a global, integrated compliance program, and liaise with internal...

    30+ days ago from VelvetJobs
  • Chief AML Compliance Officer

    New York City, NY

    company are seeking to hire a Chief AML Compliance Officer in New York. Key ... Deliverables Manage all aspects of the AML Compliance program, which includes ensuring...

    6 days ago from IvyExec
  • Chief Compliance Officer

    Daruma Capital Management, Llc - Finance Industry

    - New York City, NY

    The Chief Compliance Officer will directly monitor and enhance Daruma’s compliance policie ... on regulatory and compliance issues. The Chief Compliance Officer will be a key...

    30+ days ago from VelvetJobs
Sort by
Were you satisfied with these results? Yes | No
Thank you for your feedback!

Saving your search...

Your current search will be saved as: