1 - 10 of 1,513

compliance control specialist jobs near New York, NY


  • Compliance Director Investment Advisory

    Citi

    - Queens, NY

    RIA-wide compliance policies and procedures, control standards, and an integrated ... assessment and enhancement of compliance control processes, program standards,...

    30+ days ago from Citi
  • IT Risk & Control Specialist

    Open Systems Technologies

    - Weehawken, NJ

    IT Risk and Control Specialist ·  Responsible for managing risk portfolio for all risk ... ·  Understanding of IT SOX Compliance and IT Audit ·  Ability to scope, plan and...

    30+ days ago from TheLadders.com
  • Compliance Specialist II

    Mitsubishii UFJ Financial Group

    - New York City, NY

    * Prepare reports for internal control and compliance-related program (CoDA’s Compliance ... program, CoDA Compliance Testing, Annual Compliance Risk Assessment). * Perform any...

    24 days ago from Mitsubishii UFJ Financial Group
  • Compliance Testing Specialist

    Union Bank

    - New York City, NY

    with report-writing, quality control, and other administrative duties. Key ... Testing.3- 5 years of general compliance and/or audit-related experience. General...

    30+ days ago from Union Bank
  • SMT Product Launch Engineer

    CPR My Career

    - Stamford, CT

    the MRO buyer. -Coordinates, secures and control the manufacturing budget allocated ... team (shift leader, operators, TPM specialist, etc). -Develop and implement cost...

    10 days ago from CPR My Career
  • Market Risk Specialist II

    NEW

    Mitsubishii UFJ Financial Group

    - New York City, NY

    1-2 years of market risk or product control experience. Good understanding of ... Physics/ Engineering Job : Risk & Compliance Primary Location : NEW YORK-New...

    1 day ago from Mitsubishii UFJ Financial Group
  • IT Risk and Control Specialist

    Evantage

    - Weehawken, NJ

    IT Risk and Control Specialist bull Risk manager for Wealth Management IT organization ... strong background IT risk, access control and security, risk assessment and...

    9 days ago from Dice
  • Risk & Control Specialist

    NEW

    UBS - Finance Industry

    - Weehawken, NJ

    all risk related items related to Access Control and Security • Work with WMA IT partners ... Understanding of IT SOX Compliance and IT Audit • Ability to scope, plan and conduct risk...

    1 day ago from VelvetJobs
  • Quality Control Specialist

    NEW

    Capital Access

    - New York City, NY

    Control Specialist conducts quality control monitoring activities on all ... Control Specialist. The Quality Control Specialist processes applicant files at...

    2 days ago from ZipRecruiter
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