Showing 1-16 of 16
Showing 1-16 of 16
Compliance Officer Equity Derivatives Global Banking And Markets jobs

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Wells FargoCharlotte, NC

Wells Fargo provides banking, insurance, investments, mortgage, and consumer and commercial finance through our many locations, ATMs, the internet (wellsfargo...

Wells FargoCharlotte, NC

Broad Capital Markets product knowledge throughout the industry inclusive of investment banking, asset-backed financing, non-marketable equity investments, etc....

Deutsche BankJacksonville, FL

We work in support of the Global Markets Business Line in support of the Firm’s regulatory reporting obligations....

CitiJersey City, NJ

The team supports the Markets and Securities Services businesses and monitors activity across various asset classes, including equities, credit and rates,...

CitiNew Castle, DE

Compliance and Control. Proactively identifying and prioritizing compliance risks associated with diverse global securities products Development Value:....

CitiTampa, FL

In support of the Equity Reporting Group, which is part of Corporate Compliance, this Compliance Officer will be responsible for acting as the primary level...

CitiJersey City, NJ

The team supports the Markets and Securities Services businesses and monitors activity across various asset classes, including equities, credit and rates,...

CitiNew York, NY

Experience in handling equity and equity derivative based regulatory examinations; Compliance and Control. Past or current product compliance work experiences...

Deutsche BankNew York, NY

Compliance Officer – Corporate Banking & Securities. Significant experience in providing legal, regulatory or compliance advice in connection with equity...

BNP ParibasNew York, NY

The bank is a global leader in Debt Capital Markets and Derivatives. BNP Paribas CIB strives to service the global economy by providing solutions to its clients...

BNP ParibasJersey City, NJ

Global Markets comprises seven Global Business Lines:. The bank is a global leader in Debt Capital Markets and Derivatives....

Morgan StanleyNew York, NY

The Global Compliance Department manages a Firmwide Compliance Risk Management program, including Compliance risks that transcend business lines, legal entities...

JPMorgan ChaseNew York, NY

Model Review, the relevant Portfolio Manager or trading desk(s), VCG/Product Controllers, Market Risk, Compliance, Model Development, and Audit....

CitiNew York, NY

Compliance and Control. Partner with other Compliance teams and global functions, including Legal, Middle Office, Risk, Operations and Technology, and Finance...

CitiJersey City, NJ

The team supports the Markets and Securities Services businesses and monitors activity across various asset classes, including equities, credit and rates,...


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