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compliance officer job jobs

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Fora Financial LLC - New York, NY

Compliance Officer Description. Coordinates compliance monitoring program and prepares compliance reports. A Day In The Life Of A Compliance Officer:....

TCV MH/MR, Inc. - Braddock, PA

The Compliance Officer/Director of Quality Improvement is to oversee the agency’s corporate compliance program by functioning as an independent and objective...

RAYMOND JAMES FINANCIAL - Tampa, FL

Work with business partners to ensure operating policies and procedures are in compliance with required regulations and assist in setting objectives to bring...

Barclay Simpson - San Francisco, CA

Chief Compliance Officer. Responsibilities will also include presenting the annual SEC compliance testing report, developing a robust and comprehensive...

Gradient Advisors, LLC - Arden Hills, MN

Individuals will report to and work closely with the company's Chief Compliance Officer. Compliance and supervisory procedures:....

Gradient Advisors, LLC - Arden Hills, MN

Individuals will report to and work closely with the company's Chief Compliance Officer. Gradient Advisors, LLC, an SEC-registered RIA firm, is seeking...

QCR Holdings, Inc. - Moline, IL

Works closely with BSA Officers and CRA officers in implementation of the respective programs. Develops action plans for advancing compliance initiatives and...

Comprehensive Health Services - Cape Canaveral, FL

The Chief Compliance Officer oversees the Corporate Compliance Program, functioning as an independent and objective Officer that reviews and evaluates...

SSL (Space Systems Loral) - Palo Alto, CA

Conduct internal audits on export/import compliance; Four years' experience leading/managing a team/staff of export/import compliance specialists....

Confidential Healthcare (Managed Care) Company - Los Angeles, CA

Compliance Officer Healthcare*. Use of the compliance hotline; Provides reports as requested, performs compliance analysis,keeps senior management informed of...


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