Showing 1-10 of 31
Showing 1-10 of 31
Derivatives regulatory adviser jobs

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Michael Page US - Boston, MA

My clients Compliance team is made up of compliance professionals who work to ensure that the function meets all regulatory requirements globally and is a...

BlackRock - New York, NY

Institutions will grow the ETF market by migrating to using ETFs as core exposures in all asset allocations, managing market liquidity and through replacement...

Prudential - Newark, NJ

Regulatory requirements applicable to private funds and registered investment advisers; Securities and derivatives transactions....

State Street - Boston, MA

Negotiate custody, fund administration, transfer agency, derivatives and other contracts with fund customers, investment advisers, brokers and others....

Insurance, Hartford, CT - Hartford, CT

Assist with preparation and filing of Form ADV and other regulatory disclosures. Thorough and intimate working knowledge of the investment advisor, investment...

Aegon USA - Cedar Rapids, IA

AEGONUSA Investment Management, LLC, is a registered investment adviser that manages fixed income assets, including public bonds, private placements,...

State Street - Kansas City, MO

Negotiate custody, fund administration, transfer agency, derivatives and other contracts with fund customers, investment advisers, brokers and others....

Michael Page US - Manhattan, NY

5 to 7 years' related experience in-house, regulatory, or with a leading law firm. Negotiate listed and OTC derivatives agreements, credit agreements, and serve...

Prudential - Newark, NJ

Familiarity of federal securities laws applicable to investment advisers, including the Investment Company Act of 1940 and the Investment Advisers Act of 1940....


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