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dodd frank act attorney jobs

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Silicon Valley Bank - Santa Clara, CA

Dodd Frank Act; Sarbanes Oxley Act; Assist with preparing for compliance with certain Comprehensive Capital Analysis and Review (“CCAR”) requirements and...

Compliance Advisers, Inc. - Denver, CO

Advanced knowledge of the Securities Act of 1940, the Exchange Act, the Investment Advisers Act of 1940, the Investment Company Act, Dodd-Frank and state laws;...

Putnam Investments - Boston, MA

Specific experience with US securities laws (1933 Act/1934 Act). Familiarity with Dodd-Frank, EMIR and the Commodity Exchange Act a plus....

Wells Fargo - Charlotte, NC

2+ years of experience as a practicing attorney. Familiarity with TILA and RESPA, as amended by the Dodd-Frank Act....

Michael Page US - New York, NY

Have no less than 3 years legal experience in-house at a financial institution / reputable law firm, working and advising on the Investment Advisers and...

Michael Page US - New York, NY

Experience in US bank regulatory law including BHCA, the Federal Reserve Act and the Dodd-Frank Act. Exciting in-house opportunity for a mid-level bank...

Randstad Professionals - New York, NY

Job Responsibilities of a Finance Senior Attorney Editor:. A major public company specializing in data analysis, information gathering and media has a need for...

Special Counsel - Irvine, CA

Special Counsel has a long term REMOTE opportunity for a Consumer Finance Regulatory Attorney. Finance Attorney Editor must have substantial experience in...

Zero Parallel, LLC - Glendale, CA

The Dodd-Frank and Consumer Protection Act, FTC Act, TCPA, CAN-SPAM, TILA, FCRA. Minimum 2-3 years as an in-house attorney, preferably with experience in a...

UBS - New York, NY

Candidates must possess expertise in the '33 & '34 Acts and relevant FINRA and SRO rules, and have good working knowledge of other federal securities and...


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