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Showing 1-20 of 5,433

Finra jobs

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Lincoln Investment Planning, LLC-Fort Washington, PAEst. salary: $30,000 - $40,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Process FINRA Registrations. Submit proper state securities registration to FINRA. Track and maintain FINRA Regulatory Continuing Education records....

Delaware Life-Waltham, MAEst. salary: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 6 and 26 preferred. Delaware Life, through its insurance subsidiaries, is a leading provider of annuity and life insurance products in the United...

Scottrade-St. Louis, MOEst. salary: $29,000 - $37,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

LICENSE & CERTIFICATION REQUIREMENT(S) Clean U4 securities record required - FINRA, Series 63 required to be obtained within established timeframe of assigned...

GWG Holdings, Inc.-Minneapolis, MNEst. salary: $58,000 - $80,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 7 and 63 preferred. Have or able to pass FINRA Series 7 and 63 securities exams. Are you looking for a career with a company that will challenge...

COR Clearing LLC-Omaha, NEEst. salary: $37,000 - $49,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 99. FINRA Series 99 required (new hires will have 18 months to acquire the license). COR Clearing, LLC is a national securities broker-dealer with...

AXA Advisors-San Diego, CAEst. salary: $70,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

AXA Advisors, LLC, member SIPC and FINRA, is an Equal Opportunity Employer M/F/D/V. AXA ADVISORS, LLC – COMPANY OVERVIEW....

Lincoln Financial-Tampa, FLEst. salary: $61,000 - $86,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Alternate Locations: Tampa, FL (Florida); US Southeast Relocation assistance will be considered/provided for this opportunity within our company guidelines....

Natixis-New York, NYEst. salary: $98,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Conduct audit missions of Accounting with a specific focus on Regulatory Reporting to ensure that practices are consistent with regulatory standards (FRB, NYDFS...

Financial & Estate Planning Company-Seneca, KSEst. salary: $61,000 - $87,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 7, & 66 or FINRA Series 6, 63, 65, and state insurance requirements or capable of obtaining these certifications prior to conducting business...

Wells Fargo-San Francisco, CAEst. salary: $110,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA 7, 24 and 63 licenses (or commitment to obtain within 6 months) Street Address. This Marketing Leader (Head of Intermediary Marketing) is responsible for...

E*TRADE FINANCIAL-Arlington, VAEst. salary: $49,000 - $64,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Reviews client trading activity that may be indicative of insider trading, market manipulation, wash trading, risky activity in microcap securities and other...

Coalfire Systems, Inc.-New York, NYEst. salary: $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

About Coalfire: As a trusted advisor and leader in cybersecurity, Coalfire has more than 15 years in IT security services. We empower organizations to reduce

AXA-Charlotte, NCEst. salary: $71,000 - $93,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Broker-Dealer Reporting and Analysis requires skills related to the understanding of FINRA rules and regulations, accounting standards and financial reporting....

Scottrade-St. Louis, MOEst. salary: $24,000 - $32,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

LICENSE & CERTIFICATION REQUIREMENT(S) Clean U4 securities record required - FINRA, Series 63 required to be obtained within established timeframe of assigned...

Scottrade-St. Louis, MOEst. salary: $26,000 - $33,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

LICENSE & CERTIFICATION REQUIREMENT(S) Clean U4 securities record required - FINRA, Series 63 required to be obtained within established timeframe of assigned...

Scottrade-St. Louis, MOEst. salary: $24,000 - $34,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

LICENSE & CERTIFICATION REQUIREMENT(S) Clean U4 securities record required - FINRA, Series 63 required to be obtained within established timeframe of assigned...

Fortune 60 Financial Firm-Massapequa, NYSalary: $50,000 - $250,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 6, 7, or 63 a plus (company will pay for sponsorship). $50,000-$250,000 per year*....

Scottrade-St. Louis, MOEst. salary: $25,000 - $34,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

LICENSE & CERTIFICATION REQUIREMENT(S) Clean U4 securities record required - FINRA, Series 63 required to be obtained within established timeframe of assigned...

Scottrade-St. Louis, MOEst. salary: $24,000 - $34,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

LICENSE & CERTIFICATION REQUIREMENT(S) Clean U4 securities record required - FINRA, Series 63 required to be obtained within established timeframe of assigned...

New York Life-Colchester, VTEst. salary: $68,000 - $89,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 6, Series 7, Series 63 a plus (paid sponsorship available after employment). Are you a leader?...


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