Showing 1-20 of 170
Showing 1-20 of 170

Finra jobs near Los Angeles, CA

New York Life & NYLife Securities LLC-Century City, CA-Est. salary: $65,000 - $90,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Career Description: Financial Professionals help clients identify and achieve their financial goals. We offer a comprehensive array of financial products

Park Avenue Securities-Los Angeles, CA-Est. salary: $55,000 - $72,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

PAS is a member of FINRA and SIPC. Our Financial Advisors act as advocates for clients with a commitment to continually enhance, enrich, and serve their...

AXA Advisors-Los Angeles, CA-Est. salary: $60,000 - $84,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

AXA Advisors, LLC (NY, NY 212-314-4600) member FINRA, SIPC is an Equal Opportunity Employer M/F/D/V. You’ve graduated from a community that helped shape your...

Fidelity Investments-Los Angeles, CA-Est. salary: $61,000 - $82,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 7 & 63 required prior to hire. Financial Consultant Program - Relationship Manager - Torrance, CA....

Brio Wealth-Tustin, CA-Est. salary: $18 - $24 an hour

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Seeking a motivated individual with a positive attitude and strong work ethic for a part time position for a team of financial advisors. The successful

AXA Advisors-Los Angeles, CA-Est. salary: $71,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

State life and health licenses, FINRA Series 7 and 66 registrations. A four-year college degree is preferred and relevant professional FINRA securities...

City National Bank-Los Angeles, CA-Est. salary: $54,000 - $76,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 7 and 63 securities required. Supports Private Banking client teams in delivering investment analysis and financial planning materials for high-net...

Opus Bank-Irvine, CA-Est. salary: $80,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

(ii) timely preparation and filing of FINRA reports; Manage and maintain Web Content Management registrations on FINRA Firm Gateway;...

New York Life Insurance Company-Irvine, CA-Est. salary: $70,000 - $97,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Financial advisor, finance, certified financial planner, CFP, financial services representative, stock broker, financial products, financial sales, FINRA,...

Lincoln Financial-Los Angeles, CA-Est. salary: $88,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Alternate Locations: Bakersfield, CA (California); Boise, ID (Idaho); Dallas, TX (Texas); Denver, CO (Colorado); Glendale, CA (California); Houston, TX (Texas)...

Fidelity Investments-Santa Monica, CA-Est. salary: $82,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 7 & 63 required prior to hire. Financial Consultant - Santa Monica, CA....

Wells Fargo-Los Angeles, CA-Est. salary: $29,000 - $40,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Successfully completed FINRA Series 6 (or 7) and 63 (or 66) exams to qualify for immediate registration (or FINRA recognized equivalents)....

Wells Fargo-Torrance, CA-Est. salary: $30,000 - $38,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA recognized equivalents will be accepted. Wells Fargo will initiate the FINRA review process at the time of offer acceptance....

TAX & FINANCIAL GROUP-Newport Beach, CA-Est. salary: $49,000 - $76,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Assistance in obtaining Life & Health License, Series 7 and 66 FINRA registrations, CFP, CLU, and CHFC, AIF designations....

Diversified Investment Services-Anaheim Hills, CA-Est. salary: $49,000 - $66,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 7, 63 and 65 or 66 registrations required; FINRA Series 7, Series 63 and 65 or 66. Associate Investment Advisor*....

City National Bank-Irvine, CA-Est. salary: $74,000 - $96,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 7 and 63, and 65 or 66 securities licenses and state insurance license preferred. Develops and manages client relationships with high- net- worth...

Advanced Regulatory Compliance, Inc.-Beverly Hills, CA-Est. salary: $61,000 - $81,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Working knowledge of Investment Advisor's Act, 1940 Act (Investment Company Act), other securities regulations and/or FINRA Rules preferred;...

Fidelity Investments-Los Angeles, CA-Est. salary: $83,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 7 & 63 required prior to hire. Investment Consultant - Torrance, CA (LA South Bay)....

MUFG-Brea, CA-Est. salary: $110,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Join a financial group that’s as committed to your future as you are. At MUFG, we share a vision for our future, we share our successes, and we strive to

Prudential-Los Angeles, CA-Est. salary: $54,000 - $74,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 6 or 7 & 63 required at time of hire. Northern CA, Denver, CO, Las Vegas, NV, or Phoenix, AZ....


Your Recent Searches