1 - 10 of 3,298

regulatory compliance officer jobs near New York, NY

  • Regulatory Developments Compliance Officer

    Compliance Search Group

    - New York City, NY

    Officer A global investment bank seeks a Regulatory Developments Compliance Officer ... of Compliance, Legal, Regulatory, Risk Management, Dodd-Frank, Audit, Corp.

    25 days ago from The Ladders
  • Compliance Analyst

    Efinancial Careers

    - New York City, NY

    office reporting directly to the Chief Compliance Officer. Compliance ... materials - Maintain department’s compliance and regulatory calendar (i.e., daily,...

    12 days ago from eFinancial Careers
  • Compliance Officer - CRA

    Popular Community Bank

    - New York City, NY

    Description: We are looking for a Compliance Officer to join our Compliance Team in New ... • Coordinate CRA regulatory examination in coordination with the Compliance Division.

    30+ days ago from Popular Community Bank
  • Compliance Officer


    Vontobel Asset Management

    - New York City, NY

    The Compliance Officer will assist Chief Compliance Officer (CCO) in implementing, ... and regulatory compliance areas. The Compliance Officer’s duties and...

    3 days ago from eFinancial Careers
  • Senior Compliance Officer Surveillance



    - Jersey City, NJ

    services industry preferably in securities compliance or Sales Practice experience working ... The candidate should have strong regulatory, product and transaction knowledge...

    1 day ago from Citi
  • Compliance Specialist



    - Brooklyn, NY

    Collaborates with Compliance Officer to conduct necessary follow-up on compliance matters ... and meetings as directed by Compliance Officer (including but not limited to Compliance...

    22 hours ago from Advanced Healthcare Network
  • Chief Compliance Officer

    International Market Recruiters

    - New York City, NY

    regulatory matters with Global Head of Compliance (FACTA, ABC, Research, IB ... 10 plus years of Extensive US Compliance, AML and Regulatory experience...

    15 days ago from ZipRecruiter
  • AVP/Compliance - AML - 5 yrs. - 115k base + Great Bonus!


    Access Staffing

    - New York City, NY

    AVP Compliance Officer Must have a Bachelors and minimally 5 years in the AML space 115k ... on-going recommendations to the Head of Compliance, NA. Identify transactions,...

    1 day ago from CareerBuilder
  • Sr. Asset Management Compliance Officer

    Compliance Search Group

    - New York City, NY

    Sr. Asset Management Compliance Officer A global investment bank seeks a Senior Compliance ... Responsibilities: • Provide back-up to compliance advisory coverage officer overseeing...

    5 days ago from The Ladders
  • Sr Information Security Officer


    Advantage Technical Resourcing

    - New York City, NY

    (e.g. in IT, Legal, Group Data Protection, Compliance etc.) to gauge severity of ... and projects Support the business during regulatory exams on information security...

    10 hours ago from Dice
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