1 - 10 of 59

sifma jobs


  • AVP, Communications (00828532)

    NEW

    Sifma

    - Washington, DC

    For more information, visit www.sifma.org. SIFMA seeks a Washington, D.C.-based Assistant ... articles grounded in the acumen of SIFMA’s staff advisors, synthesis of SIFMA’s...

    13 hours ago from eFinancialCareers Ltd
  • Broker Dealer Compliance - Fixed Income (00815689)

    NEW

    Michael Page International - US

    - New York City, NY

    in industry working groups, e.g., SIFMA. • Advise sales and trading force on FINRA/SEC rules/regulations specific to credit, rates, money market and FX trading. • Perform daily...

    13 hours ago from eFinancialCareers Ltd
  • Compliance Manager

    AIG Financial Advisors

    - Connecticut

    Education. • Review legal, SIFMA and FINRA bulletins for regulatory updates that pertain to the Broker-Dealer and Capital Markets business. • Review electronic communications. •...

    19 days ago from BrokerHunter.com
  • Compliance Manager

    NEW

    Chartisinsurance

    - Wilton, CT

    up for Continuing Education. * Review legal, SIFMA and FINRA bulletins for regulatory updates that pertain to the Broker-Dealer and Capital Markets business. * Review electronic...

    3 days ago from A Mighty River
  • Manager/VP, Fixed Income Compliance Generalist (00832310)

    NEW

    Lloyds Bank

    - New York City, NY

    in industry working groups, e.g., SIFMA. • Collaborate effectively with the business and other control functions (e.g., Risk, Internal Audit, Legal, HR and Bank Compliance) •...

    14 hours ago from eFinancialCareers Ltd
  • Counsel - Investment Advisers Act

    NEW

    Ameriprise Financial

    - Minneapolis, MN

    Preferred QualificationsParticipation/experience on industry committees (such as SIFMA, NASAA, FINRA or others);License(s) RequiredNoneAbout AmeripriseFocused on people, not just...

    22 hours ago from Disabled Person
  • Head IRD Trader

    RBS Citizens Financial Group

    - Boston, MA

    (i.e. 1 month Libor, 3 month Libor, OIS, SIFMA, etc). Highly skilled in financial modeling and able to quickly structure IRD products in modeling environmentExhibits competency at...

    4 days ago from CareerBuilder
  • IT Service Manager COBIT/ITIL – Chicago – Up to $150K

    NEW

    Paul Murphy Associates

    - Chicago, IL

    the IT components of the annual FIA/SIFMA industry-wide continuity ... the participation in the FIA/SIFMA industry-wide continuity testCatalog...

    2 days ago from Paul Murphy Associates
  • Manager, LSI Compliance

    Lloyds Banking Group

    - New York City, NY

    in industry working groups, e.g., SIFMA. * Collaborate effectively with the business and other control functions (e.g., Risk, Internal Audit, Legal, HR and Bank Compliance) *...

    4 days ago from Lloyds Banking Group
  • Senior Counsel, Municipal Markets Platform

    RBC

    - New York City, NY

    liason to relevant industry groups such as SIFMA , BDA and NABL in support of the ... in all relevant industry trade groups (SIFMA, BDA, NABL) and events as RBCs legal...

    4 days ago from TweetMyJobs
Were you satisfied with these results? Yes | No
Thank you for your feedback!

Saving your search...

Your current search will be saved as: