1 - 10 of 26

11-9199 jobs near New York


  • Fixed Income Compliance, Credit Coverage-Director

    NEW

    Compliance Search Group

    - New York City , NY

    ~~S/he will provide an expert level of advice and counsel with respect to business transactions (e.g., legal/ regulatory ramifications of undertaking particular transactions,...

    3 days ago from eFinancial Careers
  • Compliance Alternative, Director

    NEW

    Compliance Search Group

    - New York City , NY

    ~~In addition, the candidate will assist the CCO in performing continual assessment of policies and procedures and a formal written annual review of the Compliance Program in...

    3 days ago from eFinancial Careers
  • Portfolio Management and Trading Compliance

    Compliance Search Group

    - New York City , NY

    A global assets management firm seeks a Compliance Officer who will assist compliance officer responsible for portfolio management and trading which includes, performing daily...

    5 days ago from The Ladders
  • Director, Compliance Change Management

    Compliance Search Group

    - New York City , NY

    A major global financial services firm seeks a Director, Compliance Change Management who will be the lead and responsible for driving projects supporting a specific Compliance...

    5 days ago from The Ladders
  • Compliance Change Management - Director

    Compliance Search Group

    - New York City , NY

    A major global bank seeks a Director who will be responsible for the firm’s Compliance Change Management division. The Director will be responsible for supporting programs,...

    5 days ago from The Ladders
  • Control Room Compliance Officer AVP

    Compliance Search Group

    - New York City , NY

    A global investment bank seeks an Assistant Vice President, Control Room Compliance Officer within their CIB Ethics and Compliance Department, which helps to maintain compliance...

    12 days ago from The Ladders
  • Retail Consumer Bank - Compliance Officer

    Compliance Search Group

    - Long Island City , NY

    Our client, a regional retail/consumer bank, is seeking an experienced Bank Compliance Officer to oversee their consumer bank business (individual checking accounts), and their...

    12 days ago from The Ladders
  • Compliance Associate

    Compliance Search Group

    - New York City , NY

    A global investment and advisory firm, is seeking a Compliance Associate who will be responsible leading the effort to complete due diligence for various client compliance...

    30+ days ago from The Ladders
  • Senior Compliance Analyst

    Compliance Search Group

    - New York City , NY

    A global investment manager seeks a Senior Compliance Analyst who will be responsible for assisting in all aspects of compliance with the Investment Company Act of 1940 (“1940...

    30+ days ago from The Ladders
  • Marketing Materials Review Compliance Manager

    Compliance Search Group

    - Nassau , NY

    A regional financial services firm seeks a Marketing Materials Review Compliance Manager who will be responsible for the overall management of the Compliance Program for the...

    26 days ago from The Ladders
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