1 - 10 of 86

11-9199 jobs near Rockleigh, NJ


  • Compliance Officer

    NEW

    Bank In New York City - Finance Industry

    - New York City, NY

    Qualifications * Bachelors degree in finance or a related field. * 8-20 years of experience. * Leadership role in Bank Regulatory Compliance in a major financial institution. *...

    2 days ago from VelvetJobs
  • Compliance Officer

    Armonk, NY

    As part of the Policies Awareness team, this role will support the overall team-goal of providing a comprehensive global suite of Compliance related documents, including the Code...

    5 days ago from IvyExec
  • Compliance Officer

    NEW

    Hedge Fund - Finance Industry

    - New York City, NY

    Qualifications * A bachelor's degree with a strong academic record * 4-6 years compliance from the buy side * Must know 1940 act * Must know Dodd Frank, derivatives, FX and...

    2 days ago from VelvetJobs
  • Compliance Officer

    Law Firm

    - New York City, NY

    Reviews and follows up on documentation and information to meet the Firm's KYC/AML compliance regulatory requirements. Identifies and addresses non-compliance and risk assessment ...

    9 days ago from ZipRecruiter
  • Compliance Officer

    NEW

    Bank/broker Dealer - Finance Industry

    - New York City, NY

    Qualifications * 3-6 years of audit. * Must come from the insurance industry. Job Description Senior Auditor position is for Internal Audit Department's (IAD) Corporate Group...

    2 days ago from VelvetJobs
  • Compliance Officer

    Rockwood Search Associates

    - New York City, NY

    My client is a Diversified Multibillion dollar Hedge Fund located here in NYC, they are looking for a Compliance Officer whom will work side by side with the CCO. Responsibilities...

    23 days ago from ZipRecruiter
  • Compliance Officer

    NEW

    Bank - Finance Industry

    - New York City, NY

    Qualifications - Manage a team of seven capital markets investigators/analysts. - Manage regulatory investigations and inquiries. - Review investigations and record production by...

    2 days ago from VelvetJobs
  • Compliance Officer

    Ny-based Hedge Fund - Finance Industry

    - New York City, NY

    Qualifications * A bachelor's degree with a strong academic record * 4-6 years compliance from the buy side * Must know 1940 act * Must know Dodd Frank, derivatives, FX and...

    9 days ago from VelvetJobs
  • Compliance Officer

    Ny-based Bank - Finance Industry

    - New York City, NY

    Qualifications * Bachelors degree in finance or a related field. * 8-20 years of experience. * Leadership role in Bank Regulatory Compliance in a major financial institution. *...

    9 days ago from VelvetJobs
  • Compliance Officer

    Leading Bank - Finance Industry

    - New York City, NY

    About the Opportunity The Compliance Department of a leading bank in New York City is seeking junior or mid-level Compliance Officer to join the Fixed Income Compliance Advisory...

    9 days ago from VelvetJobs
Were you satisfied with these results? Yes | No
Thank you for your feedback!

Saving your search...

Your current search will be saved as: