1 - 10 of 89

11-9199 jobs near Tarrytown, NY

  • Compliance Officer

    Financial Services

    - Greenwich, CT

    A top broker-dealer in Greenwich, CT is seeing a Compliance Officer with 4-10 years experience with the SEC, FINRA, CFTC, NFA, a law firm, an exchange of another broker-dealer or...

    12 days ago from ZipRecruiter
  • Compliance Officer

    Bank/broker Dealer - Finance Industry

    - New York City, NY

    Qualifications* 3-6 years of audit.* Must come from the insurance industry.Job DescriptionSenior Auditor position is for Internal Audit Department's (IAD) Corporate Group which is...

    13 days ago from VelvetJobs
  • Compliance Officer

    New York City, NY

    Perform required compliance functions in coordination with and under the direction of the Head of Compliance Americas which may include the following: Assist with the...

    5 days ago from IvyExec
  • Compliance Officer

    Berlin Group

    - Greenwich, CT

    Our client is one of the fastest growing online brokers in the U.S. and serves an increasingly large institutional and sophisticated individual client base. They are the largest...

    30+ days ago from TheLadders.com
  • Compliance Officer

    Hedge Fund - Finance Industry

    - New York City, NY

    Qualifications* A bachelor's degree with a strong academic record* 4-6 years compliance from the buy side* Must know 1940 act* Must know Dodd Frank, derivatives, FX and FuturesJob...

    13 days ago from VelvetJobs
  • Compliance Officer

    Law Firm

    - New York City, NY

    Reviews and follows up on documentation and information to meet the Firm's KYC/AML compliance regulatory requirements. Identifies and addresses non-compliance and risk assessment...

    6 days ago from ZipRecruiter
  • Compliance Officer

    Bank In New York City - Finance Industry

    - New York City, NY

    Qualifications* Bachelors degree in finance or a related field.* 8-20 years of experience. * Leadership role in Bank Regulatory Compliance in a major financial institution.*...

    13 days ago from VelvetJobs
  • Compliance Officer

    Investment Bank - Finance Industry

    - New York City, NY

    Qualifications- 5-10 years of relevant experience- BA/BS Degree in Accounting, Financial Services or related field- Master’s Degree preferred- CAMS certification requiredJob...

    15 days ago from VelvetJobs
  • Compliance Officer

    Disys

    - New York City, NY

    Compliance/Risk BAMinimum of 3-5 years proven and progressive financial services operations, compliance and/or legal management experience, or equivalent. • Bachelor's degree in...

    16 days ago from ZipRecruiter
  • Compliance Officer

    Rockwood Search Associates

    - New York City, NY

    My client is a Diversified Multibillion dollar Hedge Fund located here in NYC, they are looking for a Compliance Officer whom will work side by side with the CCO.Responsibilities...

    21 days ago from ZipRecruiter
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