1 - 3 of 4

11-9199 jobs


  • Compliance Specialist

    Marcum Search

    - New York City, NY

    Compliance Specialist Description: Review advertising materials for retail broker dealer to ensure compliance with FINRA, SEC, and state regulatory requirements. Provide...

    30+ days ago from Marcum Search LLC
  • COMPLIANCE SPECIALIST

    Kelly Services

    - Houston, TX

    Job Description: Job Description The primary scope of this position is to perform ongoing programmatic monitoring with extensive field assignments to ensure compliance with...

    23 days ago from ZipRecruiter
  • Compliance Specialist

    Department of Workforce Services

    - Dugway, UT

    Compliance Specialist - Dugway,UT Job ID #:36238Location:UT,Dugway Functional Area:EnvironmentalDepartment:Position Type:Full-Time RegularEducation Required:High School...

    30+ days ago from Department of Workforce Services
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