1 - 10 of 13

33-9031 jobs


  • Trade and Trading Surveillance Specialist |

    Coleman and Company

    - Greenwich, CT

    is seeking a Compliance professional with trade and trading surveillance experience to join their compliance team5 billion Hedge Fund located in Greenwich, CTOur client, a well...

    13 days ago from Doostang
  • Desk Surveillance Analyst

    NEW

    Human Resources Focused Consulting Firm

    - New York City, NY

    Desk Surveillance Analyst required to work for a boutique investment bank and broker dealer in New York. Client Details Our client within the banking industry is a full-service,...

    2 days ago from IvyExec
  • AML Surveillance Analyst

    NEW

    Human Resources Focused Consulting Firm

    - New York City, NY

    Due to internal growth our client is searching for experienced consultants to build out their AML transaction surveillance team in their Manhattan offices. Client Details This...

    2 days ago from IvyExec
  • Trade Surveillance Analyst (New York)

    Visium Asset Management

    - New York City, NY

    The role will focus on analysis of trading activity by hedge funds and communications to and from the firm s employees that could present regulatory risk The ideal candidate will...

    30+ days ago from Doostang
  • Compliance Manager - Surveillance

    Global Securities, Investment and Retail Banking Firm

    - Jersey City, NJ

    Responsibilities: Reviewing email of company employees for adherence to firm and regulatory rules and for appropriateness. Conducting both routine and special inquiries as...

    16 days ago from IvyExec
  • Director, Post Market Surveillance

    NEW

    Medical Technology Company

    - Sylmar, CA

    Your experience(s), education and knowledge will further expand St. Jude Medical s marketplace success: Four-year degree, preferably in the healthcare sciences (e.g. registered...

    20 hours ago from IvyExec
  • Manager, Senior Post Market Surveillance

    NEW

    Medical Technology Company

    - Sylmar, CA

    Qualifications : Registered nurse or medical professional with four-year degree, preferably in nursing or management and five years experience in a medical setting. Previous...

    20 hours ago from IvyExec
  • Commercial Bank - Senior Surveillance Analyst

    Global Securities, Investment and Retail Banking Firm

    - Irvine, CA

    As part of Commercial Banking, Commercial Term Lending (CTL) provides term financing from $500,000 to $25 million to owners and investors of apartment building with five or more...

    13 days ago from IvyExec
  • Central Surveillance Principal (Investment Advisor)

    Leading Financial Services Company

    - Westminster, CO

    Communicate compliance policies and provide guidance regarding securities regulations to associates and internal business /operation units. Provide interpretations and guidance...

    17 days ago from IvyExec
  • CMBS Surveillance Manager

    Leading Global British Investment Bank

    - New York City, NY

    Main Duties Work with the trading desk to analyze risks to both existing and potential positions Routinely examine loans in existing securitizations. Collect data from various...

    30+ days ago from IvyExec
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