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Showing 1-20 of 91

Cco Investment Services jobs

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Confidential - Financial Services Company-North Andover, MA-Est. salary: $64,000 - $83,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Assist CCO with recordkeeping and documentation. Assist CCO with policy and procedure testing. Process quarterly and pro-rata investment advisory fees in...

ADP-Florham Park, NJ

Bachelor's Degree required.Experience with investment advisor regulations under the securites exchange commissionsExperience:....

System One-Juno Beach, FL-Est. salary: $65 - $76 an hour

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Assist in the preparation of internal investment approval presentations. System One Services is currently seeking a Project Manager for a 1-year contract...

TD Ameritrade-Chicago, IL-Est. salary: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Strive to ensure DOL and ERISA regulatory considerations are properly taken into account in TDA’s products and services, including considerations arising from...

Michael Page US-New York, NY-Est. salary: $51,000 - $73,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Basic knowledge of securities products, investment advisory services and arrangements, and related regulatory requirements....

Michael Page US-New York, NY-Est. salary: $77,000 - $97,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

7+ years experience in compliance within financial services. Due to their stellar reputation and execution, this organization has brought on so many new clients...

Michael Page US-New York, NY-Est. salary: $76,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

7+ years experience in compliance within financial services. Due to their stellar reputation and execution, this organization has brought on so many new clients...

Michael Page US-Houston, TX-Est. salary: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Commodities trading, asset management or investment advisory services; 8+ years' experience in compliance management positions within leading global financial...

Wells Fargo-Atlanta, GA-Est. salary: $100,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The CCO will take a global perspective on market opportunities and lead in the assessment and prioritization of investment and disposition strategies for each...

Eff Creative Group-New York, NY-Est. salary: $59,000 - $80,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Digital Marketing Specialist Reports to CTO, CCO, CEO. Proficiency & experience in generating return on investment for clients with Adwords....

Oregon Department of Transportation-Klamath Falls, OR-Est. salary: $56,000 - $77,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Preliminary CCO preparation and negotiation. 1-(see application details) (EEO-ODOT) or through Oregon Relay Service at 7-1-1....

OppenheimerFunds-New York, NY-Est. salary: $96,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Designs and deploys a technology strategy that furthers the strategic goals of the Department, prioritizes technology investment based on Legal, Internal Audit...

Parametric-Seattle, WA-Est. salary: $40,000 - $53,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

All investments are subject to potential loss of principal. Please refer to the disclosure page for important information about investments and risks....

Goldman Sachs-Salt Lake City, UT-Est. salary: $120,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Is a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client...

1st Global Capital Corp.-Dallas, TX-Est. salary: $49,000 - $67,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Prior compliance experience, specifically in the area of investment advisor regulation preferred. This position may also assist the RIA CCO in areas such as...

UBS-Weehawken, NJ-Est. salary: $80,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Several years of experience in the financial services industry, working knowledge of Volcker rules. We are primarily responsible for conducting institutional...

State of Oregon-Salem, OR-Est. salary: $60,000 - $82,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Coordinated Care Organizations (CCOs), CCO subcontractors, service providers, and state, county and local government....

Interactive Data-New York, NY-Est. salary: $62,000 - $82,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Drafts and submits reports to CCO. ICE Data Services, a subsidiary of Intercontinental Exchange, presents multiple, unique opportunity for a full-time...

Milliman-Chicago, IL-Est. salary: $72,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Staying abreast of changes in the rules pertaining to broker-dealers, investment advisers, commodity trading advisors/commodity pool operators, and investment...

The Financial Team, Inc-Carlsbad, CA-Est. salary: $33,000 - $42,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

You will also assist the firm’s CCO with meeting the ongoing compliance requirements. Working closely with and supporting our team requires that you initiate...


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