1 - 10 of 811

chief compliance officer jobs


  • Compliance Change Officer - AVP

    Compliance Search Group

    - New York City, NY

    Compliance Change Officer-AVP A Global bank seeks a Compliance Change Officer who will be ... professionals ranging from staff levels to Chief Compliance Officers with the nation's...

    14 days ago from TheLadders.com
  • Chief Compliance Officer - Affiliated Broker Dealers

    Highland Capital Management

    - Dallas, TX

    hard-working individual to join our compliance team as a Chief Compliance Officer ... revise and review the firm’s compliance procedures Perform compliance testing and...

    7 days ago from TheLadders.com
  • Chief Compliance Officer

    Elizabeth Hospice

    - Escondido, CA

    Chief Executive Officer. The Chief Compliance Officer will lead the organization’s ... risk and compliance. The Chief Compliance Officer will design, deliver and...

    30+ days ago from TheLadders.com
  • Chief Compliance Officer

    One Call Care Management

    - Jacksonville, FL

    activityUnder the general supervision of the Chief Executive Officer Develop, maintain and ... Officer, MD), and as determined by the Chief Compliance Officer Represent the...

    30+ days ago from Doostang
  • Chief Compliance Officer - Healthcare

    Imprimis Group

    - Dallas, TX

    Compliance Officer Responsibilities: Develops, initiates, maintains, and revises policies ... with other departments to direct compliance issues to appropriate existing...

    28 days ago from TheLadders.com
  • Surveillance Data Architect

    NEW

    Compliance Search Group

    - New York City, NY

    Compliance, Legal, Regulatory, Risk Management, Dodd-Frank, Audit, Corp. Governance, ... Compliance professionals ranging from staff levels to Chief Compliance Officers with the...

    22 hours ago from TheLadders.com
  • Asset Management Compliance Officer

    Compliance Search

    - Chicago, IL

    General Counsel and Chief Compliance Officer, external fund counsel and external ... the General Counsel and Chief Compliance Officer in providing legal and regulatory...

    30+ days ago from Doostang
  • Compliance Officer - Debt Capital Markets & Investment Banking |

    Duncan-williams

    - Memphis, TN

    The Compliance Officer position will report directly to the Chief Compliance Officer ... are seeking an experienced Compliance Officer for a position covering its Debt...

    30+ days ago from Doostang
  • CEO

    NEW

    Healthcare Institution

    - Fort Wayne, IN

    should consider this opportunity. The Chief Executive Officer is ultimately responsible ... intra and interdepartmentally. * Assure compliance with funding sources and regulatory...

    22 hours ago from TheLadders.com
  • Compliance Officer - VP

    Netspend

    - Austin, TX

    reviews netSpend policies and procedures for compliance. As the Chief Compliance Officer ... including Certified Bank Compliance Officer (CBCO), Certified Regulatory Compliance...

    30+ days ago from TheLadders.com
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