81 - 90 of 9,801

chief compliance officer jobs near New York, NY

  • Chief Compliance Officer Americas (00985798)

    Forum Group

    - New York City , NY

    Chief Compliance Officer Americas * Salary: Base salary, bonus and excellent benefits. * ... correspondent banking) and candidate compliance expertise in these product areas.

    30+ days ago from eFinancialCareers Ltd
  • Deputy/Chief Compliance Officer

    Compliance Search International

    - New York City , NY

    management practice seeks a Deputy/Chief Compliance Officer who will be responsible ... compliance function. S/he will provide compliance/risk management leadership to...

    30+ days ago from Compliance Search Group
  • Equities Compliance Officer


    - New York , NY

    Compliance Officer working within Equities Compliance. This position is a compliance ... covering equities trading and sales. The Compliance Officer will sit on the Equities...

    22 days ago from UBS
  • Compliance Officer

    Tiaa-cref | Financial Services®

    - New York City , NY

    Compliance Officer - Broker-Dealer Compliance Investment Advisory Services and ... assist the Director/Chief Compliance Officer in managing the compliance program...

    25 days ago from BrokerHunter.com
  • Compliance Officer

    Tiaa Cref

    - New York , NY

    brokerage and advice platforms. Provide compliance subject matter expertise for ... apparent conflicts of interest, promote compliance with industry regulatory standards...

    26 days ago from Tiaa Cref
  • Compliance Officer

    Legg Mason

    - New York City , NY

    to QS Investors’ Chief Compliance Officer and work side-by-side with other compliance ... portfolio investment guideline compliance and reporting Monitor compliance with the...

    30+ days ago from Legg Mason
  • Compliance Officer

    Investment Bank

    - New York City , NY

    Bank seeking a Compliance Officer - Ensure compliance with current and impending ... policies and procedures. - Assist Compliance Team in developing a comprehensive...

    7 days ago from Green Key Resources
  • Senior Compliance Officer- Latam Ethics Attorney

    Vmt Associates

    - New York , NY

    a Director/Ethics Officer and ultimately to Chief Ethics Officer within Global Ethics ... and report trends, significant matters and compliance issues to senior management;...

    22 days ago from Jobvertise
  • Associate / AVP Compliance Officer

    Compliance Search Group

    - New York City , NY

    A global investment bank seeks an Associate/Assistant Vice President Compliance Officer in their AML division who will perform oversight functions and determine the analysts who...

    13 days ago from The Ladders
  • Chief Technology Officer

    Pro Mujer International

    - New York , NY

    spirit, creativity, patience, and play. Chief Technology Officer Be an active member of ... from the IT area. Establish and ensure compliance with key IT policies for the...

    4 days ago from idealist.org
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