1 - 10 of 12

commodities compliance advisor jobs near New York, NY


  • Senior Compliance Officer - Asset Management

    NEW

    Compliance Search Group

    - New York City, NY

    and commodity trading adviser. Provide compliance advisory coverage for registered ... Responsibilities: • Provide back-up to compliance advisory coverage officer overseeing...

    1 hour ago from The Ladders
  • Sr. Asset Management Compliance Officer

    NEW

    Compliance Search Group

    - New York City, NY

    Sr. Asset Management Compliance Officer A global investment bank seeks a Senior Compliance ... and commodity trading adviser. Provide compliance advisory coverage for registered...

    3 days ago from The Ladders
  • GWIM Sr Compliance Manager

    NEW
    New York City, NY

    Maintaining an Investment Advisor Act Compliance Program; Acting as Chief ... of compliance and proactively identify compliance and regulatory risk, working with...

    10 hours ago from IvyExec
  • Compliance Controls Specialist

    NEW

    Complistaff

    - New York, NY

    Controls Specialist to work with its Chief Compliance Officer and Compliance team. You ... examinations and to implement and enhance compliance controls. Ideal prospects will...

    2 days ago from CompliStaff
  • GWIM Sr Compliance Manager

    NEW

    Bank of America

    - New York City, NY

    Maintaining an Investment Advisor Act Compliance Program; Acting as Chief ... of compliance and proactively identify compliance and regulatory risk, working with...

    3 days ago from Bank of America
  • Managing Counsel

    NEW

    BNY Mellon

    - New York City, NY

    PF and Form ADV Part 2. · Work with Compliance in drafting and updating various compliance policies and procedures. Qualifications · JD; 10+ years of relevant experience. ·...

    1 day ago from BNY Mellon
  • Developmental Intern - Treasury

    NEW

    New York Power Authority

    - White Plains, NY

    * Provide support in reviewing compliance with IRS regulations with respect to tax-exempt financing Required Skills Key competencies / skills needed to perform job: * Needs...

    1 day ago from New York Power Authority
  • Director - Product Portfolio Development, Credit Solutions

    NEW

    Mcgraw Hill Financial

    - New York, NY

    maximum governance and compliance management. Learn more at http://www.mhfi.com... About ... the capital and commodities markets. Additional information is available at...

    1 day ago from McGraw Hill Financial
  • Analyst - Capital Markets Auditor

    Ashton Lane Group

    - New York City, NY

    Sales, Order Management and Trade Execution, Compliance, Risk Management and Operations. ... Ashton Lane Group® “A trusted advisor throughout your career” Supporting the...

    5 days ago from eFinancial Careers
  • Business/Operational Due Diligence Analyst

    NEW

    Bank of America

    - New York City, NY

    AI opportunities including currencies, commodities and real assets. IMG AI Due Diligence ... infrastructure, service providers, and compliance environment * Reviewing all manager...

    3 days ago from Bank of America
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