1 - 10 of 87

commodities compliance advisor jobs near New York, NY


  • Client Associate

    NEW

    UBS Ag

    - New York City, NY

    support to designated financial advisor(s) * Process and follow up operational duties linked to new accounts, risk management, funds cashiering, marketing support * Work closely...

    22 hours ago from Global Compliance Jobs
  • Associate Director: Client & Advisor Data Analyst

    NEW

    UBS Ag

    - Weehawken, NJ

    Client & Advisor Analytics (CAA) is part of the Market Strategy & Analysis group within WMA's Client Strategy Office. As a CAA Analyst, you will consult with internal partners to...

    1 day ago from Global Compliance Jobs
  • Client Advisor Assistant

    NEW

    UBS Ag

    - New York City, NY

    Role: To support Client Advisor in business retention / acquisition efforts through the Cl ... according to Legal & Compliance requirements and sales efficiency standards.

    1 day ago from Global Compliance Jobs
  • Marketing Specialist

    NEW

    UBS Ag

    - Stamford, CT

    is essential Comprehension of legal and compliance issues and A&Q protocol relating to RFPs, marketing materials, and client/prospects correspondence (both internal and external)...

    1 day ago from Global Compliance Jobs
  • Financial Advisor- Wealth Advice Center

    NEW

    UBS Ag

    - Weehawken, NJ

    *Proactively build relationships w/ existing clients to meet business objectives including asset consolidation, diversification, and client deepening *Deliver superior advice to...

    1 day ago from Global Compliance Jobs
  • Mutual Fund Compliance Analyst

    NEW

    Neuberger Berman

    - New York City, NY

    and/or portfolio surveillance. * Strong compliance monitoring and investigation ... * Experience with portfolio management systems and/or compliance monitoring systems for us...

    1 day ago from Neuberger Berman
  • Sr. Director - Product Analytics (S&P Capital IQ)

    NEW

    Mcgraw Hill Financial

    - New York City, NY

    and facilitating maximum governance and compliance management. For more information, ... intelligence for the capital and commodities markets. *McGraw Hill Financial is an...

    1 day ago from McGraw Hill Financial
  • Volcker Advisory Sales and Trading Compliance Coverage

    NEW

    Barclays

    - New York City, NY

    and advisor for the enterprise wide Volker compliance program. Direct engagement ... other relevant asset class including FX & Commodities * 5+ years Compliance experience...

    1 day ago from A Mighty River
  • Operational Risk Manager (00889269)

    NEW

    Futures Group IT

    - New York City, NY

    of interaction of governance, risk and compliance (GRC) initiatives. * Prior consulting experience preferred, but not mandatory. * A bachelor’s degree in related industry, Masters...

    3 days ago from eFinancialCareers Ltd
  • Operational Risk Manager

    NEW

    Futures Group IT

    - New York City, NY

    of interaction of governance, risk and compliance (GRC) initiatives. Prior consulting experience preferred, but not mandatory. A bachelor’s degree in related industry, Masters...

    3 days ago from eFinancial Careers
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