1 - 10 of 50,655

compliance officers jobs


  • Compliance Project Manager

    NEW

    Mitsubishii UFJ Financial Group

    - San Francisco, CA

    Project Management Office as a Compliance Project Manager. The Compliance Project ... The Compliance Project Manager will work closely with the Director of Compliance FCRM Prog...

    1 hour ago from Mitsubishii UFJ Financial Group
  • Exec Dir - Global Oncology Integrity & Compliance Officer

    NEW

    Novartis Pharmaceuticals

    - East Hanover, NJ

    in a cross-functional divisional compliance committee, drive the compliance program ... team through: o Developing the capabilities and skills of Compliance Officers. o Regularly...

    1 hour ago from Novartis Pharmaceuticals
  • Compliance Officer – FRC Advisory

    NEW

    UBS Ag

    - New York City, NY

    a global financial services company, seeks a Compliance Officer to support the UBS IB ... Advisory - responsible for providing compliance coverage to the UBS Investment...

    1 hour ago from Global Risk Jobs
  • Compliance Officer - A&Q Hedge Fund Solutions

    NEW

    UBS Ag

    - Stamford, CT

    professionals. <br><br>The Compliance Officer conducts other compliance ... policies; <br><br>• Assists compliance colleagues as required;...

    1 hour ago from Global Risk Jobs
  • Jr. Compliance Officer

    NEW

    RCI Recruitment Solutions

    - Michigan

    environment. The ability to conduct compliance and risk assessments is required. ... Be sure to specify “Jr. Compliance Officer – 36077” in the subject line. ...

    1 hour ago from AllStarJobs.com
  • US - Compliance Officer I

    NEW

    Global Technical Talent

    - Mount Laurel, NJ

    and requirements. Basic knowledge of risk, compliance or audit methods. Previous ... and related software. Must Have: Risk Compliance Audit Scheduling MS Office Visio...

    2 hours ago from Global Technical Talent, Inc.
  • US - Compliance Officer I

    NEW

    NTT Data

    - Mount Laurel, NJ

    and requirements. - Basic knowledge of risk, compliance or audit methods. - Previous ... Plus Skills: KNowledge in Risk, Compliance, and/or Audit...

    2 hours ago from NTT DATA, Inc.
  • Sr. Compliance Officer

    NEW

    A Community Bank In Texas

    - San Antonio, TX

    Compliance Officer who is a Certified Regulatory Compliance Manager (CRCM) ... for all compliance related issues; monitors compliance programs to ensure adequacy;...

    2 hours ago from ZipRecruiter
  • Compliance Officer

    NEW

    Bank

    - New York City, NY

    - 10-15 years of experience with a financial services firm. - BA/BS degree required. - Series 3, 4 ,7 ,9, 10 &amp; 24 preferred. - Manage a team of seven capital markets...

    2 hours ago from Green Key Resources
  • Compliance Analyst

    NEW

    Bank/broker Dealer

    - New York City, NY

    reports encompassing the results of each Compliance Review/Test conducted for ... all material findings resulting from each Compliance Review/Test until resolution...

    3 hours ago from Green Key Resources
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