91 - 100 of 568

derivatives regulatory adviser jobs


  • Municipal Securities Compliance Professional

    Morgan Stanley

    - New York City, NY

    developments and trends (e.g., Dodd-Frank regulatory reform), participate in industry ... Knowledge of broker-dealer regulatory compliance including MSRB, FINRA, and SEC...

    30+ days ago from Morgan Stanley
  • Compliance Counsel, VP

    Mla Global

    - New York City, NY

    candidate should have experience with the regulatory requirements relating to inside ... construction and trading (securities and derivatives). The ability to work closely...

    30+ days ago from MLA Global
  • Quality Improvement Supervisor (Operational Supervisor I)

    NEW

    City and County of Denver

    - Denver, CO

    matters, personnel concerns, regulatory program issues, and other operational matters as required.PIA has been on the cutting edge of creatively assisting DHS to achieve overall...

    2 days ago from GovernmentJobs.com
  • MHSA Support Group Manager

    NEW

    Dept of State Health Services

    - Austin, TX

    Mental Health and Substance Abuse (MHSA) & Regulatory Support Branch Manager, serves as Manager for the MHSA Support Group. Performs advanced management and/or oversight...

    3 days ago from Texas Health and Human Services System
  • VP Compliance Officer

    Infinity CS

    - New York City, NY

    regulatory reporting issues that arise from regulatory inquiries and / or regulatory ... * Participate and advise the Regulatory Reporting Platform Committee on any regulatory rep...

    11 days ago from Infinity CS
  • Principal Statistician, Oncology Trials (Telecommute, USA)

    Biostaff Solutions

    - Raritan, NJ

    professional meetings Understand and apply regulatory guidelines/developments and ... development process, and requirements on regulatory submissions and compliance...

    30+ days ago from BioStaff Solutions
  • Salesperson

    HSBC Bank Canada

    - New York City, NY

    risk, in accordance with HSBC and regulatory standards. Complete other related duties as ... in accordance with HSBC or regulatory standards and policies; and optimize relations...

    28 days ago from HSBC Bank Canada
  • Counsel

    Alliancebernstein

    - New York City, NY

    and onboarding work related to executing derivatives, prime brokerage and certain ... the employee will track global regulatory developments and advise...

    30+ days ago from Alliancebernstein
  • Dodd Frank Business Analyst

    Consulting Firm

    - New York City, NY

    * 2-4 years of general broker-dealer legal, regulatory, or compliance experience, ... swaps clearing experience is a plus. * Regulatory experience a plus. * Project...

    30+ days ago from Green Key Resources
  • Financial Services Advisory Senior Associate Market Risk (6646754)

    NEW

    PwC

    - New York City, NY

    due to global economic pressure, increasing regulatory demands and capital requirements ... Considerable knowledge of Financial Derivatives including Credit Derivatives.

    1 day ago from PwC
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