41 - 50 of 563

derivatives regulatory adviser jobs


  • Futures and Derivatives Compliance Officer

    Ibg

    - Washington, DC

    for high quality talent. The Futures and Derivatives Compliance Officer position ... regulators concerning commodities and derivatives trading. * Researching,...

    30+ days ago from IBG LLC
  • Derivatives Product Compliance Officer (Temporary)

    Frink Hamlett Legal Solutions

    - Stamford, CT

    activities, and investigating potential regulatory violations and control ... and regulatory issues Advise on regulatory inquiries and examinations, as...

    30+ days ago from Frink Hamlett Legal Solutions, Inc.
  • Attorney

    NEW

    Axelon Services

    - New York, NY

    and Collateral Management with legal and regulatory questions. Post-trade transaction ... Regulatory Reform Projects. Support regulatory reform projects, including global...

    2 days ago from Axelon Services Corporation
  • Credit EMM Project Manager/BA - Vice President

    NEW

    JPMorgan Chase

    - New York City, NY

    needs in a fast-paced environment driven by regulatory and market pressures. This ... and that JPM complies with regulatory requirements. Qualifications · Bachelor’s...

    1 day ago from JPMorgan Chase & Co
  • SENIOR COMPLIANCE OFFICER

    BNP Paribas Investment Partners

    - New York City, NY

    Track both banking, securities and derivatives regulatory developments Implement/update In ... Participate in the ongoing review of alerts received from the Adviser’s third party KYC/AM...

    14 days ago from eFinancial Careers
  • Supervisory Attorney-Adviser

    Compliance Search International

    - Washington, DC

    clearing agencies and other self-regulatory organizations that involve clearance ... by the Commission; (b) Derivatives Clearing Organizations regulated by the Commodity...

    30+ days ago from Compliance Search Group
  • VP, Corporate Counsel

    Prudential Financial

    - Newark, NJ

    and prepare documents for registration and regulatory compliance for mutual funds; ... Provide legal support for responses to regulatory inquiries Coordinate with...

    6 days ago from Prudential Financial, Inc
  • ISDA Negotiating Position Open in NYC!

    NEW

    Global Investment Bank

    - New York City, NY

    professionals who support the Firm's derivatives, repurchase transactions, and ... arising from initiation to termination of derivatives counterparty relationships. The...

    2 hours ago from ZipRecruiter
  • Compliance Officer - Global Investment Management Funds Monitoring

    Global Securities, Investment and Retail Banking Firm

    - New York City, NY

    Coordination of regulatory exams and regulatory inquiries relating to the J.P. ... with minimal supervision. , , Financial Services, Risk Management, Regulatory...

    6 days ago from IvyExec
  • Principle Biostatistician

    NEW

    Critical Path

    - Basking Ridge, NJ

    and related materials for submission to regulatory authorities or to independent ... design and analysis Working knowledge of regulatory guidelines for drug development,...

    16 hours ago from JOBS Employment Board
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