1 - 10 of 14

director regulatory examinations jobs


  • Director, Regulatory Compliance

    Premier Global Rating Agency

    - New York City, NY

    regulatory filings; assisting with regulatory examinations; and executing ... rating agency regulations and providing regulatory compliance guidance. This includes...

    7 days ago from IvyExec
  • Analyst/Associate Director รข?? Regulatory Risk Management

    Leading Insurance Company

    - Boston, MA

    This position reports to the Director of Regulatory Risk Management and has high ... internal compliance audits, assessments and regulatory examinations when requested.

    19 days ago from IvyExec
  • Back Office Team Lead

    Concentra Operating

    - New Haven, CT

    Prepares patients for physical examinations, including vital signs. Assists ... Leads all back office personnel under the direction of the Center Medical Director and/or...

    13 days ago from Concentra Operating Corporation
  • Internal Auditor

    Leading Wealth Management Firm

    - Milwaukee, WI

    (SEC, FINRA, MSRB, and CBOE) regarding regulatory examinations and inquiries. Works ... keep up to date with industry, accounting, regulatory and professional standard changes.

    13 days ago from IvyExec
  • Analyst Sr, Risk Control

    Personal Banking Solutions Company

    - Cleveland, OH

    regulatory training to personnel on regulatory matters and compliance policies ... knowledge of application techniques of regulatory, compliance and legal requirements...

    17 days ago from IvyExec
  • Senior IT Auditor

    Human Resources Focused Consulting Firm

    - San Francisco, CA

    audit profession, information systems, bank regulatory issuances, our industry, and ... with the Vice President, Internal Audit Director IS Self-starter who excels at...

    13 days ago from IvyExec
  • Associate Auditor

    Private Research Institution

    - New Brunswick, NJ

    Senior Auditor, and on certain projects the Director of Internal Audit, the Associate ... performs financial, operational, compliance, regulatory, investigative audit projects,...

    30+ days ago from IvyExec
  • Senior Investigator Special Investigations Unit

    Premera Blue Cross

    - Mountlake Terrace, WA

    for referral to law enforcement and regulatory agencies for potential criminal ... trends and schemes. 14. Assist the Director in determining staffing needs and analyzing...

    30+ days ago from Premera Blue Cross
  • Account Manager - Accountant

    Leading Insurance Broker and Risk Advisory

    - Melville, NY

    in business plan Prepare and/or review regulatory filings and ensure that they are filed by the appropriate deadlines Ensure on-going compliance with the New York State Department...

    30+ days ago from IvyExec
  • CRA Officer

    Kansas City, MO

    plans due to new business activities, regulatory events, and other developments. ... point of contact for regulatory reviews, CRA examinations, and other supervisory...

    30+ days ago from IvyExec
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