Showing 1-20 of 5,275
Showing 1-20 of 5,275
Finra jobs

Refine Your Search

RAYMOND JAMES FINANCIAL-Saint Petersburg, FL-Est. salary: $72,000 - $99,000 a year

FINRA, SEC, MSRB, CFTC, DOL, IRS, Department of Treasury, foreign regulatory authorities, state securities regulators, and state insurance regulators....

ICAP-Jersey City, NJ-Est. salary: $48,000 - $65,000 a year

Principal Responsibilities and Accountabilities Primarily responsible for surveillance of transactions and related activity Conduct T+1 surveillance using

Capital Markets Placement-Newport Beach, CA-Est. salary: $36,000 - $49,000 a year

¢ FINRA Series 7, 24 and 63, highly desirable or the ability to obtain within 3 months of employment. Individual will be responsible for providing compliance...

Scottrade-St. Louis, MO-Est. salary: $27,000 - $35,000 a year

LICENSE & CERTIFICATION REQUIREMENT(S) Clean U4 securities record required - FINRA, Series 63 required - FINRA, Series 7 required - FINRA....

New York Life-Jericho, NY-Est. salary: $67,000 - $97,000 a year

FINRA Series 6, Series 7, Series 63 a plus (paid sponsorship available after employment). Sales experience preferred but not required....

University Federal Credit Union-Austin, TX-Est. salary: $49,000 - $67,000 a year

FINRA Series 7, 66 or 63/65 combination licenses required. Under direct supervision, the individual in this position is expected to provide members, non-members...

LPL Financial-Boston, MA-Est. salary: $38,000 - $55,000 a year

A plus FINRA Series 6 or Series 7, Insurance License a plus Communication Skills - This is a client facing role via phone, e-mail and in-person....

JPMorgan Chase-Schaumburg, IL-Est. salary: $30,000 - $38,000 a year

FINRA Series 6/7, state registration (including 63 or 66 if required), and Life licenses are required. You’re a great listener and a natural collaborator....

New York Life - Raleigh-Raleigh, NC-Est. salary: $77,000 - $100,000 a year

FINRA Series 6, Series 7, Series 63 a plus (Company sponsorship available). Financial advisor, certified financial planner, CFP, financial services...

Insight Performance-Westborough, MA-Est. salary: $66,000 - $88,000 a year

Series 7 FINRA License. Financial Foundations is an independent financial planning, wealth management, and consulting firm....

Ameriprise Financial - Pinnacle Private Wealth Group-Rochester, MN-Est. salary: $24,000 - $35,000 a year

FINRA Series 66. As a Registered Client Associate you will be responsible for providing administrative and operational support to one or more Financial Advisors...

WestPac Wealth Partners-San Diego, CA-Est. salary: $69,000 - $98,000 a year

PAS is a member of FINRA, SIPC. _Ability to draw upon past/present experiences and acquaintances to develop markets and build upon them to sustain long-term...

Allstate Insurance Company-Richmond, VA-Est. salary: $52,000 - $71,000 a year

Member FINRA, SIPC. FINRA Series 6 or 7 and 63 (if applicable) licenses. Life and Health, and FINRA Series 6 & 63 (if applicable) licenses are required....

NEW YORK LIFE - Greater Boston-Waltham, MA-Est. salary: $79,000 - $100,000 a year

Finance, financial advisor, certified financial planner, CFP, financial services representative, stock broker, financial products, financial sales, FINRA,...

Reliance Staffing-Virginia Beach, VA-Est. salary: $40,000 - $56,000 a year

Ideally, the candidate will have at least 3 years of financial services experience and a clean FINRA report. Large firm located in Virginia Beach is searching...

Opus Bank-Irvine, CA-Est. salary: $80,000 - $110,000 a year

(ii) timely preparation and filing of FINRA reports; Manage and maintain Web Content Management registrations on FINRA Firm Gateway;...

Capital City Bank Group-Gainesville, FL-Est. salary: $63,000 - $83,000 a year

Provides clients with specialist advice on how to manage their money via investment and insurance products based on clients’ needs and investment tolerance...

Finra-Rockville, MD-Est. salary: $57,000 - $85,000 a year

FINRA abides by the requirements of. All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place...

The Moody Street Group, LLC-Newton, MA-Est. salary: $49,000 - $66,000 a year

Securities offered through OneAmerica Securities, Inc.,Member FINRA, SIPC, A Registered Investment Advisor....

Wells Fargo-Towson, MD-Est. salary: $45,000 - $59,000 a year

Registration for FINRA Series 7 and Series 66 (or 63 & 65) or FINRA recognized equivalents must be obtained to remain in this position....


Your Recent Searches