Alcyon Wealth Partners - Austintown, OH
Indeed Hire is partnering with Alcyon Wealth Partners in the search for a Financial Advisor in Austintown, OH. Are you looking to advance your
Licensed Financial Services Professional
New York Life Insurance Company - Milwaukee, WI
FINRA Series 6, Series 7, Series 63 a plus (paid sponsorship available after employment)*. Financial Sales Advisor*....
Regional Bank Private Banker Unlicensed 1
Wells Fargo - Mountain View, CA
FINRA recognized equivalents will be accepted. Wells Fargo will initiate the FINRA review process at the time of offer acceptance....
Financial Operations Examiner - Member Regulation, ROOR - New York, NY
Finra - New York, NY
FINRA abides by the requirements of. All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place...
Relationship Manager / Financial Advisor
Stratos Wealth Partners - Springfield, MA
FINRA Series 6/7, 65 or 66 Required. Relationship Manager / Financial Advisor – Springfield, MA*....
Regional Bank Private Banker 1
Wells Fargo - Santa Clara, CA
FINRA recognized equivalents will be accepted. Successfully completed FINRA Series 7 and 63 or 7 and 66 exams to qualify for immediate registration (or FINRA...
Client Account Response Specialist (Level 1) - St. Louis, MO
Scottrade - St. Louis, MO
Experience in brokerage operations strongly preferred.LICENSE & CERTIFICATION REQUIREMENT(S)Clean U4 securities record required - FINRA, Series 63 required -...
Senior Brokerage Services Operations Principal
J.W. Cole Financial, Inc. - Tampa, FL
FINRA Series 24. Only candidates possessing an active FINRA Series 7 and 24 will be considered.*. Strong working knowledge of FINRA regulation as it relates to...
Analyst, Consulting, Global Investment Solutions (GIS)
HighTower Advisors - New York, NY
FINRA series 7 and/or 65 licenses are a plus. The position, Analyst, Consulting, Global Investment Solutions (GIS), touches all analytical points across the...
Personal Banker Registered 2
Wells Fargo - Atlanta, GA
Successfully completed FINRA Series 6 (or 7) and 63 (or 66) exams to qualify for immediate registration (or FINRA recognized equivalents)....