Showing 1-20 of 5,104
Showing 1-20 of 5,104

Finra jobs

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T. Rowe Price-Tampa, FLEst. salary:$38,000 - $53,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Our mission as a leading investment management firm is to help our clients achieve their long-term financial goals. We believe our associates are the key to

Goldman Sachs-New York, NYEst. salary:$73,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Duties: Associate with Goldman, Sachs & Co. in New York, NY. Participate in the planning, scoping, fieldwork and reporting for internal audits of the

Goldman Sachs-Miami, FLEst. salary:$56,000 - $77,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 7 and 63 licenses required. Associate-Intermediate/VP with Goldman Sachs & Co....

CTX Equity Partners-Los Angeles, CAEst. salary:$55,000 - $73,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

No personal history of enforcement actions by the Securities Exchange Commission, FINRA, or any state securities regulatory bodies....

G4 Global Partners-Miami, FLEst. salary:$58,000 - $72,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA and SEC Licenses (Series 7, 65, 63); Our client is seeking a Portfolio Manager to join their team in Miami....

Stafforward-Appleton, WISalary:$14 an hour

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

A FINRA Series 6 registration will be required within six months of hire. The Call Center Representative Position is responsible for responding to telephone...

The Pacific Group-Fort Worth, TXEst. salary:$53,000 - $73,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 7 and 66 Registration(s) and California State Insurance License Exam to be completed within 90 days of hiring....

The Pacific Group-Los Angeles, CAEst. salary:$55,000 - $78,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 7 and 66 Registration(s) and California State Insurance License Exam to be completed within 90 days of hiring....

Primary Capital LLC-New York, NYEst. salary:$51,000 - $67,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

*Company Introduction* Primary Capital LLC (PC) is a full-service investment banking firm registered with the Securities and Exchange Commission (SEC), and a

David A Noyes & Company-Chicago, ILSalary:$50,000 - $55,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Candidate will be required to obtain said FINRA registrations and insurance licenses within 180 days from the date of hire....

Fulcrum Point Financial, LLC-Charlotte, NCEst. salary:$63,000 - $83,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Finra Series 7 & 66. Proactively market fixed income securities to institutions and financial advisors....

JP Morgan Chase-New York, NYEst. salary:$30,000 - $38,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 6/7, state registration (including 63 or 66 if required), and Life licenses are required - or must be successfully completed within 120 days of...

Headwaters MB-Denver, COEst. salary:$74,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Series 79 FINRA License. Ideal candidates will have passed or will be required to pass the Series 79 FINRA licence within 6 months of hire....

Stratos Wealth Partners-Beachwood, OHEst. salary:$47,000 - $68,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

*Project Manager / Assistant to CEO* Reporting directly to the CEO, the Project Manager / Assistant performs a critical role in this fast-paced, rapidly

MicroVentures-Austin, TXSalary:$35,000 - $42,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 7 and 63 licenses. MicroVentures is a leading equity-based crowdfunding platform, and one of the fastest growing startups in the industry....

Winmill & Co. Incorporated-New York, NYSalary:$3,800 a month

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Opportunities for advancement through FINRA tests, specifically the Series 7 and the Series 63....

TradeStation-Plantation, FLEst. salary:$59,000 - $75,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Basic knowledge of FINRA, NYSE, CFTC, NFA and SEC rules and regulations including a working knowledge of Forex operations and trading....

Goldman Sachs-New York, NYEst. salary:$84,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Duties: Associate-Finance with Goldman Sachs & Co. LLC in New York, NY. Structures, analyzes and executes transactions on behalf of companies including the...

Stafforward-Indianapolis, INSalary:$13 - $14 an hour

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

A FINRA Series 6 registration will be required within six months of hire. The Call Center Representative Position is responsible for responding to telephone...

BNY Mellon-Greenwood Village, COEst. salary:$66,000 - $93,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Applicable FINRA licenses preferred (e.g., Series 7, 24, 63, etc.). Oversees assigned client accounts, ensuring satisfaction, swift response to client needs and...


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