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Showing 1-20 of 5,427

Finra jobs

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Scottrade-St. Louis, MOEst. salary: $29,000 - $37,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

LICENSE & CERTIFICATION REQUIREMENT(S) Clean U4 securities record required - FINRA, Series 63 required to be obtained within established timeframe of assigned...

Delaware Life-Waltham, MAEst. salary: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 6 and 26 preferred. Delaware Life, through its insurance subsidiaries, is a leading provider of annuity and life insurance products in the United...

JP Morgan Chase-Naperville, ILEst. salary: $29,000 - $38,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 6/7, state registration (including 63 or 66 if required), and Life licenses are required. You’re a great listener and a natural collaborator....

Natixis-New York, NYEst. salary: $110,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA FOCUS ( Monthly). Weekly FINRA leverage ratio reporting. Natixis is the international corporate, investment, insurance and financial services arm of...

Financial & Estate Planning Company-Seneca, KSEst. salary: $61,000 - $87,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 7, & 66 or FINRA Series 6, 63, 65, and state insurance requirements or capable of obtaining these certifications prior to conducting business...

GWG Holdings, Inc.-Minneapolis, MNEst. salary: $58,000 - $80,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 7 and 63 preferred. Have or able to pass FINRA Series 7 and 63 securities exams. Are you looking for a career with a company that will challenge...

E*TRADE FINANCIAL-Arlington, VAEst. salary: $49,000 - $64,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Reviews client trading activity that may be indicative of insider trading, market manipulation, wash trading, risky activity in microcap securities and other...

Scottrade-St. Louis, MOEst. salary: $24,000 - $32,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

LICENSE & CERTIFICATION REQUIREMENT(S) Clean U4 securities record required - FINRA, Series 63 required to be obtained within established timeframe of assigned...

New York Life-Colchester, VTEst. salary: $68,000 - $89,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 6, Series 7, Series 63 a plus (paid sponsorship available after employment). Are you a leader?...

COR Clearing LLC-Omaha, NEEst. salary: $37,000 - $49,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 99. FINRA Series 99 required (new hires will have 18 months to acquire the license). COR Clearing, LLC is a national securities broker-dealer with...

Scottrade-St. Louis, MOEst. salary: $26,000 - $33,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

LICENSE & CERTIFICATION REQUIREMENT(S) Clean U4 securities record required - FINRA, Series 63 required to be obtained within established timeframe of assigned...

AXA-Charlotte, NCEst. salary: $71,000 - $93,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Broker-Dealer Reporting and Analysis requires skills related to the understanding of FINRA rules and regulations, accounting standards and financial reporting....

Lincoln Investment Planning, LLC-Fort Washington, PAEst. salary: $30,000 - $40,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Process FINRA Registrations. Submit proper state securities registration to FINRA. Track and maintain FINRA Regulatory Continuing Education records....

OTC Markets Group Inc-New York, NYEst. salary: $91,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

OTC Markets Group Inc. is seeking an Associate Vice President Web Developer to support our client-facing application team. This web apps engineering role is

BNP Paribas-New York, NYEst. salary: $100,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Business Overview: Supervisory Affairs is one of three divisions in a rapidly expanding Public Policy and Regulatory Affairs team (“PPRA”) for BNPP’s IHC and

FairWarning-Clearwater, FLEst. salary: $53,000 - $68,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FairWarning solutions protect organizations of all sizes against data theft and misuse through real-time and continuous user activity monitoring and improve...

Scottrade-St. Louis, MOEst. salary: $24,000 - $34,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

LICENSE & CERTIFICATION REQUIREMENT(S) Clean U4 securities record required - FINRA, Series 63 required to be obtained within established timeframe of assigned...

Capital Street Financial Services, Inc-Saint Paul, MNEst. salary: $34,000 - $47,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Current FINRA Series 7 & 63 licenses. Must have a Series 7 license to apply*....

Scottrade-St. Louis, MOEst. salary: $25,000 - $34,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

LICENSE & CERTIFICATION REQUIREMENT(S) Clean U4 securities record required - FINRA, Series 63 required to be obtained within established timeframe of assigned...

Wells Fargo-San Francisco, CAEst. salary: $110,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA 7, 24 and 63 licenses (or commitment to obtain within 6 months) Street Address. This Marketing Leader (Head of Intermediary Marketing) is responsible for...


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