Finra-Chicago, ILEst. $50,000 - $68,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA abides by the requirements of. All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place...

Lexington Park Group-New York, NYEst. $110,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

We are registered with the Securities and Exchange Commission and the Florida Office of Financial Regulation and are Members of FINRA and SIPC....

Dakota Funds Group-Haverford, PAEst. $71,000 - $95,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 6 or 7 required. The Junior Analyst, Funds Management is an important role to the Dakota team....

T. Rowe Price-Owings Mills, MDEst. $38,000 - $51,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Our mission as a leading investment management firm is to help our clients achieve their long-term financial goals. We believe our associates are the key to

CUNA Mutual-MassachusettsEst. $87,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 7 and 24 registrations required or must be obtained within 60 days of hire. Salary Grade - 688 Job Purpose:....

Black River Wealth Management-Morristown, NJEst. $29,000 - $38,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

*Current students ONLY. Undergrads ONLY...NO Grad students!* Intern for Black River Wealth Management in Morristown, NJ. The team you will be working with

The Moody Street Group-Boston, MAEst. $54,000 - $71,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

S ecurities offered through OneAmerica Securities, Inc.,Member FINRA, SIPC, A Registered Investment Advisor....

CTX Capital-Dallas, TXEst. $48,000 - $69,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 63. No personal history of enforcement actions by the Securities Exchange Commission, FINRA, or any state securities regulatory bodies....

Allianz Life-Minneapolis, MNEst. $43,000 - $62,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Internal Inbound Sales Consultant on the ALFS Distributions Sales Desk for variable, and fixed indexed annuities. Provides consultative sales services via 800

J. Gaudet Associates, Inc.-Portland, MEEst. $74,000 - $95,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Understanding of trading regulations (SEC, FINRA, etc.). Knowledge of markets and experience with Tamarac or similar trade order systems, desired.Understanding...

Frost-San Antonio, TXEst. $69,000 - $97,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

As a Senior Research Analyst with Frost, you will be responsible for performing comprehensive industry or corporate level analysis for one of Frost’s mutual

TIAA-New York, NYEst. $94,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 7, 24 and NASAA Series 65 or must be obtained within 6 months of hire. Design oversight, monitoring and testing procedures regarding brokerage,...

ED & F Man-Chicago, ILEst. $41,000 - $55,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 7, 63, 55 (or 57) license - training and sponsorship will be provided for right candidate. We are seeking a junior trader to join our program...

Capital One-Chicago, ILEst. $81,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 7, 79 and 63 licenses. 77 West Wacker Dr (35012), United States of America, Chicago, Illinois....

Envestnet Asset Management, Inc-Chicago, ILEst. $88,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Experience working in a government regulated environment (Sarbanes-Oxley, FFIEC, FINRA). ENV) is a leading independent provider of technology-enabled investment...

SecTek, Inc.-Rockville, MD $15 - $16 an hour

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

SecTek selects its officers for the long term. Our officers are career-minded professionals dedicated to protecting the interests of those we serve. SecTek is

Goldman Sachs-New York, NYEst. $120,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 7, 63 and 55 eligibility required. Associate-Trading with Goldman Sachs & Co....

Simplify Compliance-Gaithersburg, MDEst. $42,000 - $54,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Experience covering the SEC, CFTC, FINRA and NFA. The Argosy Group, LLC —a Simplify Compliance company—provides a rich and diverse line of award-winning and...

MassMutual Financial Group-Phoenix, AZEst. $33,000 - $45,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 7 & 24 Registrations required or ability to obtain within 6 months of hire. Primary team resource for regional call center specialists with regard...

Capitol Wealth Management-Sacramento, CAEst. $58,000 - $77,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Securities and Investment Advisory Services offered through Woodbury Financial Services, Inc., Member FINRA, SIPC and Registered Investment Advisor....


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