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Showing 1-20 of 5,331

Finra jobs

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Lincoln Investment Planning, LLC-Fort Washington, PAEst. salary: $30,000 - $40,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Process FINRA Registrations. Submit proper state securities registration to FINRA. Track and maintain FINRA Regulatory Continuing Education records....

Scottrade-St. Louis, MOEst. salary: $29,000 - $37,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

LICENSE & CERTIFICATION REQUIREMENT(S) Clean U4 securities record required - FINRA, Series 63 required to be obtained within established timeframe of assigned...

JP Morgan Chase-Naperville, ILEst. salary: $29,000 - $38,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 6/7, state registration (including 63 or 66 if required), and Life licenses are required. You’re a great listener and a natural collaborator....

Natixis-New York, NYEst. salary: $110,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA FOCUS ( Monthly). Weekly FINRA leverage ratio reporting. Natixis is the international corporate, investment, insurance and financial services arm of...

Delaware Life-Waltham, MAEst. salary: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 6 and 26 preferred. Delaware Life, through its insurance subsidiaries, is a leading provider of annuity and life insurance products in the United...

E*TRADE FINANCIAL-Arlington, VAEst. salary: $49,000 - $64,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Reviews client trading activity that may be indicative of insider trading, market manipulation, wash trading, risky activity in microcap securities and other...

AXA Advisors-Fort Lauderdale, FLEst. salary: $73,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

State life and health licenses, FINRA Series 7 and 66 registrations. A four-year college degree is preferred and relevant professional FINRA securities...

AXA Advisors-San Diego, CAEst. salary: $70,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

AXA Advisors, LLC, member SIPC and FINRA, is an Equal Opportunity Employer M/F/D/V. AXA ADVISORS, LLC – COMPANY OVERVIEW....

OTC Markets Group Inc-New York, NYEst. salary: $91,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

OTC Markets Group Inc. is seeking an Associate Vice President Web Developer to support our client-facing application team. This web apps engineering role is

New York Life-Colchester, VTEst. salary: $68,000 - $89,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 6, Series 7, Series 63 a plus (paid sponsorship available after employment). Are you a leader?...

State Street-New York, NYEst. salary: $99,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Manage the FINRA Rule 3130 certification process and FINRA Rule 3120 gap analysis. This includes managing the FINRA Rule 3130 certification process and FINRA...

New York Life-Syracuse, NYEst. salary: $67,000 - $92,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Financial Adviser / Registered Representative / Agent Career Description: Financial Professionals help clients identify and achieve their financial goals

BNP Paribas-New York, NYEst. salary: $100,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Business Overview: Supervisory Affairs is one of three divisions in a rapidly expanding Public Policy and Regulatory Affairs team (“PPRA”) for BNPP’s IHC and

ICMA-RC-Alexandria, VAEst. salary: $51,000 - $76,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 6 & 63 (required within 10 weeks of hire) and 65 license (required. Reach Your Peak with ICMA-RC, a FINANCIAL SERVICES LEADER in public sector...

Financial & Estate Planning Company-Seneca, KSEst. salary: $61,000 - $87,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 7, & 66 or FINRA Series 6, 63, 65, and state insurance requirements or capable of obtaining these certifications prior to conducting business...

GWG Holdings, Inc.-Minneapolis, MNEst. salary: $58,000 - $80,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 7 and 63 preferred. Have or able to pass FINRA Series 7 and 63 securities exams. Are you looking for a career with a company that will challenge...

FairWarning-Clearwater, FLEst. salary: $53,000 - $68,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FairWarning solutions protect organizations of all sizes against data theft and misuse through real-time and continuous user activity monitoring and improve...

AXA-Charlotte, NCEst. salary: $71,000 - $93,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Broker-Dealer Reporting and Analysis requires skills related to the understanding of FINRA rules and regulations, accounting standards and financial reporting....

Asset Inventories, Inc.-Jersey City, NJSalary: $100,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Senior Quality Assurance Analyst needs to be familiar with financial market structure across various asset classes. This includes knowledge of financial

Stratos Wealth Partners-Beachwood, OHEst. salary: $55,000 - $72,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Client Service Manager at White Blaze works with professionalism, enthusiasm, diligence, and integrity to ensure our client relationships and operational


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