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Showing 1-20 of 1,547
Finra jobs

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Cetera Financial InstitutionsO‘ahu, HI

FINRA Series 7, 63, 24, 51 and 66. The Director of Insurance and Investments is responsible for developing and implementing long-term strategy for growing this...

Hilliard LyonsLouisville, KY

FINRA (Financial Industry Regulatory Authority) Series 7 preferred. Responsible for the review of daily accounting work of staff fund accountants including net...

The Guardian Life Insurance Company Of AmericaBethlehem, PA

Position Objective: The objective of the Compliance Analyst/Branch Examiner position is to conduct on-site audits of Agencies and Branch office locations, in...

DMI SecuritiesDallas, TX

Member of FINRA, SIPC. Are you an outgoing individual looking to take the next step in building your career in sales?...

New York Life Insurance CompanyMadison, WI

Insurance Sales/Financial Advisor (Sales Experience Preferred) New York Life Insurance Company - Madison, WI Are you a leader? We are currently recruiting to

Scroggins Wealth Management, Inc.New Lenox, IL

FINRA Series 7 and Series 63 securities registrations highly desired. In partnership with *Scroggins Wealth Management, Independent Firm*....

Thornburg Investment ManagementSanta Fe, NM

FINRA Series 7 & 63/66 preferred; Thornburg Investment Management is a privately-owned global investment firm that offers a range of solutions for retail and...

AXACharlotte, NC

State life and health licenses, FINRA Series 7 and 66 registrations. A four-year college degree is preferred and relevant professional FINRA securities...

JPMorgan ChaseChicago, IL

FINRA Series 6/7, state registration (including 63 or 66 if required), and Life licenses are required - or must be successfully completed within 120 days of...

Wells FargoCharlotte, NC

Successfully completed FINRA Series 7 and 63 (or 66) exams to qualify for immediate registration (or FINRA recognized equivalents) Other Desired Qualifications...

New York Life Insurance CompanyManchester, NH

Financial Advisor / Registered Representative / Agent Career Description: Financial Advisors help clients identify and achieve their financial goals.

Aspen Wealth Strategies- An Independent FirmArvada, CO

Position Summary At Aspen Wealth Strategies, we commit our energies, intellect and experience in helping attain the financial goals of our clients by

Charles SchwabPhoenix, AZ

Active and valid FINRA Series 7 & 63/66 licenses. Looking for a career with purpose, aligned values, and work/life balance?...

Wells FargoSt. Louis, MO

Registration for FINRA Series 7 and Series 66 (or 63 & 65) or FINRA recognized equivalents must be obtained to remain in this position....

Provise Management GroupClearwater, FL

Series 65 FINRA registration attainment within 120 days after joining the firm. Support Financial Advisors and Wealth Managers directly in servicing existing...

AXACharlotte, NC

Review and submit, upon FINOP's approval, regulatory reports to FINRA and SEC. Five-ten years experience and solid understanding of FINRA and SEC rules and...

AXA AdvisorsLos Angeles, CA

State life and health licenses, FINRA Series 7 and 66 registrations. A four-year college degree is preferred and relevant professional FINRA securities...

National SecuritiesMiami, FL

Securities offered through National Securities Corporation , Member FINRA / SIPC. Member of FINRA/SIPC....

Wells FargoAtlanta, GA

FINRA recognized equivalents will be accepted. Wells Fargo will initiate the FINRA review process at the time of offer acceptance....

JPMorgan ChaseRockford, IL

FINRA Series 6/7, state registration (including 63 or 66 if required), and Life licenses are required - or must be successfully completed within 120 days of...


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