Showing 1-20 of 2,625
Showing 1-20 of 2,625

Finra jobs

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Citi-San Juan, PREst. $100,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Will be registered with FINRA as the "Chief Financial Officer (CFO)" for the broker/dealer, in his/her role, they must ensure compliance with FINRA membership...

4 days ago

PricewaterhouseCoopers LLC-New York, NYEst. $91,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

(1)PricewaterhouseCoopers Corporate Finance LLC (PwC CF) is owned by PricewaterhouseCoopers LLP (PwC), a member firm of the PricewaterhouseCoopers Network, and...

3 days ago

Charles Schwab-Lone Tree, COEst. $36,000 - $50,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Opportunity to obtain FINRA Series 7 & 63 licenses, however not required. Lone Tree - CO, DENR1, 9800 Schwab Way, 80124....

6 days ago

ED & F Man-Chicago, ILEst. $41,000 - $55,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 7, 63, 55 (or 57) license - training and sponsorship will be provided for right candidate. We are seeking a junior trader to join our program...

3 days ago

Symphony Asset Management-San Francisco, CAEst. $66,000 - $92,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 7, FINRA Series 63 preferred. Should the successful candidate not have FINRA certification, he/she will be required to obtain them within the first...

13 days ago

Palmetto Premier Advisors-Greenville, SCEst. $68,000 - $89,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 6, Series 7, Series 63, Series 65, Series 66 or combination of thereof license is a requirement. Palmetto Premier Advisors, LLC....

Arrow Investment Advisors-Washington, DCEst. $89,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 7 or 65. Arrow Funds is seeking candidates with a minimum of three years of financial services experience....

5 days ago

Penn Mutual Life Insurance-Horsham, PAEst. $68,000 - $91,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

About Penn Mutual Since 1847, Penn Mutual has been committed to helping people live life with confidence. At the heart of this purpose is the belief that

5 days ago

MassMutual Pacific-East Bay, CAEst. $24,000 - $32,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Securities License 6, 63 or 7 (preferred). Assistant to Financial Advisor*....

Folio Institutional-McLean, VAEst. $38,000 - $50,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 7 License - may consider sponsoring for qualified candidates. Folio Investing is seeking a Series 7 Licensed RIA/Retail Client Services Champion to...

2 days ago

Citi-New Castle, DEEst. $53,000 - $70,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Primary Location: United States,Delaware,New Castle Education: Bachelor's Degree Job Function: Legal Schedule: Full-time Shift: Day Job Employee Status:

4 days ago

T3 Trading Group-New York, NYEst. $61,000 - $84,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Obtain FINRA Series 57 License. Buying power based on experience and performance Competitive cost and fee structures On-site entry level training programs...

3 days ago

Wells Fargo-Burlington, VTEst. $37,000 - $52,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA registration including Series 9/10 (or FINRA recognized equivalents) Job Expectations. FINRA recognized equivalents will be accepted....

State of Utah-Salt Lake County, UT $18 - $25 an hour

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Do you have securities experience? Do you have Investigative experience? Maybe both? The Division of Securities within the State of Utah Department of

12 days ago

New York Life Insurance Co-New York, NYEst. $39,000 - $55,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Adhere to all procedures, guidelines and controls at all times to be compliant with NASD, SEC and FINRA rules....

11 days ago

Creative Financial Planning, Inc.-Nyack, NY $55,000 - $65,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 7 Registration. This position provides customer service support to the advisor's clients and assists with administrative support in the day-to-day...

11 hours ago

The Guidance Group-Tigard, OREst. $20,000 - $27,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Maintain confidentiality according to Privacy Policy, FINRA and office guidelines. Answer multiple line telephone system, screen and direct callers to...

6 days ago

Penn Mutual Life Insurance-Salt Lake City, UTEst. $52,000 - $69,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

(HTK), an SEC registered investment adviser, a registered broker-dealer, Member FINRA / SIPC . Penn Mutual is looking for talented individuals who seek to make...

10 days ago

Ameriprise Financial-Eden Prairie, MN $40,000 - $50,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 66. Compliance – Able to adhere to rules and regulations as stated and required by advisor, Ameriprise Financial and FINRA. Summary of Position:....

4 days ago

Mass Mutual-Honolulu, HI $12 - $15 an hour

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Securities License 6 and 63 (preferred). Administrative Assistant to Financial Advisor*....

4 days ago

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