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Showing 41-60 of 5,011

Finra jobs

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John Greiten, CRPC®-Pleasant Hill, CA $60,000 - $80,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 66. We are a successful financial advisory firm associated with one of the largest independent broker dealers in the country....

Credit Suisse-New York, NYEst. $71,000 - $91,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 7, 63 preferred (required to complete the licensing exams for the role). Credit Suisse is a leading global wealth manager with strong investment...

Ameriprise Financial-Eden Prairie, MN $40,000 - $50,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 66. Compliance – Able to adhere to rules and regulations as stated and required by advisor, Ameriprise Financial and FINRA. Summary of Position:....

Finra-Rockville, MDEst. $58,000 - $83,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA abides by the requirements of. All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place...

Principal-Grand Rapids, MI $30,000 - $35,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Must submit to a full background check to become an associated person of FINRA. Do you enjoy providing excellent customer service and administrative support...

Finra-Rockville, MDEst. $51,000 - $70,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA abides by the requirements of. All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place...

JMP Securities LLC-San Francisco, CA $90,000 - $95,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Series 63 & 79 licensing preferred (or FINRA recognized equivalents). JMP is seeking an experienced Analyst to join its Technology Investment Banking Group in...

ACA Compliance Group-Morristown, NJEst. $24,000 - $34,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Founded in 2002 by former SEC examiners and state regulators, ACA services and develops its products with a team comprised of former SEC, FINRA, FSA, NYSE, NFA,...

Cambridge Research Investments, Inc.-Fairfield, IAEst. $34,000 - $48,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Cambridge Investment Research, Inc., a national leader as a securities broker/dealer, has an opening in Branch Support and Supervision for a full time

New York Life-San Dimas, CA $80,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

New York Life Insurance Company is seeking recent MBA Graduates or individuals with management experience to become part of our Fast Track Management program.

KPMG-Washington, DCEst. $97,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 79 and 63 licensed (Please note:. The fastest growing Big Four professional services firm in the U.S., KPMG is known for being a great place to...

KPMG-San Francisco, CAEst. $96,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA Series 79 and 63 licensed (Please note:. The fastest growing Big Four professional services firm in the U.S., KPMG is known for being a great place to...

Recruiters-Edge-Minneapolis, MN $65,000 - $75,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Have the ability to be FINRA licensed and obtain 6, 63 & 26 licenses. The Business Consultant position is designed for dedicated business coaches who can help...

Finra-Rockville, MDEst. $49,000 - $71,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FINRA abides by the requirements of. All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place...

Alton Capital Markets-Miami, FL $50,000 - $250,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Series 24 licensed FINRA for an exciting and fast growing opportunity. Take advantage of the new DOL's and apply....

Pickler Wealth Advisors-Collierville, TNEst. $25,000 - $31,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

*Receptionist and Administrative Assistant* We are looking for the right person to positively represent our business to clients through all interactions

Choice Advisors-Hales Corners, WIEst. $60,000 - $82,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Securities offered through Securities Service Network, Inc., Member FINRA/ SIPC. We are looking for new-to-the-industry Para-planners as well as experienced...

Choice Advisors-Brookfield, WIEst. $72,000 - $98,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Securities offered through Securities Service Network, Inc., Member FINRA/ SIPC. Through Employee Benefits Programs and Regional Credit Union relationships we...

JP Morgan Chase-Santa Clara, CAEst. $83,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Alternatively 7 & 66 series required in addition to meeting FINRA continuing education requirements and the appropriate state Group 1 - Life and Variable...

Investment Professionals, Inc.-United StatesEst. $48,000 - $68,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Hold FINRA Series 7 and 63 securities licenses. If you are licensed and if you have a prior bankruptcy, U-4 disclosures, credit issues, criminal convictions,...


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