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portfolio compliance analyst jobs near Wilmington, CA


  • Portfolio Compliance Analyst

    Compliance Search Group

    - Los Angeles , CA

    investment management firm seeks a Portfolio Compliance Analyst who will be responsible ... mutual funds. The Portfolio Compliance Analyst will assist the Chief Compliance...

    8 days ago from The Ladders
  • Compliance Analyst, Advertising & Marketing Review

    Compliance Search Group

    - Los Angeles , CA

    a Compliance Analyst who will be responsible for assisting the Chief Compliance Officer ... • 5-7 years of regulatory/corporate compliance experience at an SEC-registered investment...

    12 days ago from eFinancial Careers
  • Portfolio Management Analyst

    Los Angeles Capital Management

    - Los Angeles , CA

    OSITION SUMMARY: LA Capital is looking for a Portfolio Management Analyst to assist with ... The duties will include internal analysis/portfolio review, client reporting, weekly rebal...

    5 days ago from Los Angeles Capital Management
  • Financial Analyst

    K1 Capital

    - El Segundo , CA

    Responsibilities also include ensuring compliance with all financial policies of the ... and managers. We look to help our portfolio companies navigate strategic...

    5 days ago from K1 Capital
  • Portfolio Analysis Associate

    NEW

    Leading Investment Management Organization

    - Los Angeles , CA

    mutual funds, institutional accounts, Portfolio Managers, Research Analysts, and ... transaction and holdings analysis (e.g., portfolio concentration, portfolio turnover,...

    19 hours ago from IvyExec
  • Compliance Analyst (Los Angeles)

    Avenue Pacific

    - Los Angeles , CA

    of dollars in assets is looking to hire a Compliance Analyst This persons primary role ... professionally at all levels, including portfolio managers and traders Self-starter...

    30+ days ago from Doostang
  • Compliance Analyst

    Avenue Pacific

    - Los Angeles , CA

    of dollars in assets is looking to hire a Compliance Analyst. This person’s primary ... to marketing and advertising Respond to compliance-related inquiries about internal...

    29 days ago from The Ladders
  • Portfolio Manager- Wealth Management Group

    Bank of the West

    - Newport Beach , CA

    8. Ensures assigned accounts are in compliance with Bank audit and security ... performing clerical support. **Job:** **Portfolio Management* **Title:** *Portfolio...

    5 days ago from Women's Career Channel
  • Portfolio Manager- Wealth Management Group

    European Leader In Global Banking and Financial Services

    - Los Angeles , CA

    investment. Ensures assigned accounts are in compliance with Bank audit and security standards, policies and procedures. Assists in the establishment of investment policy,meets...

    4 days ago from IvyExec
  • Senior Analyst IT - Audit & Compliance (Technology Planning)

    Commercial Broadcasting TV Network

    - Burbank , CA

    * Assist in managing IT audit and compliance portfolio. * Assist in planning, ... coordinating, and executing audit and compliance initiatives, particularly Sarbanes...

    10 days ago from IvyExec
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