1 - 10 of 227

portfolio compliance analyst jobs near Wilmington, CA

  • Business Analyst



    - Pasadena, CA

    metrics (e.g. headcounts, compliance, etc.), reporting of the metrics and progress ... (e.g. contractor engagement, compliance management, etc.). Identifies opportunities for...

    1 day ago from Collabera
  • Enterprise Project and Portfolio Analyst

    Disys Tn

    - Long Beach, CA

    Responsible for design and administrative/operations oversight of Portfolio documentation, ... compliance with data update processes in Portfolio management tools. Defines and oversees...

    13 days ago from Money Jobs
  • Fixed Income Portfolio Analysis Group Analyst


    Leading Investment Management Organization

    - Los Angeles, CA

    order management, portfolio construction and compliance, trade support, corporate action ... compliance guidelines Actively monitor portfolio risk metrics by generating reports...

    1 day ago from IvyExec
  • Senior Investment Control Analyst


    - Los Angeles, CA

    with compliance rules automation Work with Portfolio Management, Trading and Investment ... compliance issues Work with Client Services, Compliance, Legal and Portfolio Management to...

    9 days ago from eFinancial Careers
  • Business Analyst (business planning & operation)


    - Pasadena, CA

    posting/maintaining artifacts in program and compliance repository (SharePoint site Assist ... and procedures (e.g. contractor engagement, compliance management, etc. Identifies...

    7 days ago from Tech Fetch
  • Senior Portfolio Manager


    Financial Advisors Network

    - Tustin, CA

    who is a Certified Investment Management Analyst (CIMA), Chartered Financial Analyst ... portfolio risk management • Experience in fixed-income portfolio management,...

    2 days ago from ZipRecruiter
  • Assistant Portfolio Manager

    Global Financial Services Firm

    - Santa Monica, CA

    risk and compliance data, and coordinating portfolio activities with Operations and ... and surveillance Responsible for portfolio compliance monitoring and compliance testing...

    14 days ago from IvyExec
  • Senior Operational Risk and Governance Analyst

    First American

    - Santa Ana, CA

    settlement services, signing services, portfolio analytics, retention and ... approaches for operational risk management, compliance risk management, quality...

    5 days ago from Job.com
  • Portfolio Analysis Associate

    Leading Investment Management Firm

    - Irvine, CA

    retail mutual funds, institutional accounts, Portfolio Managers, Research Analysts, and ... analysis (e.g., portfolio concentration, portfolio turnover, etc.) Client support...

    14 days ago from IvyExec
  • Credit Analyst

    Altus Group

    - Los Angeles, CA

    as well as maintaining an assigned loan portfolio. • Responsible for document collection, ... clients’ covenant compliance, drafting and reviewing of loan documents, and...

    14 days ago from ZipRecruiter
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