1 - 10 of 103

senior compliance officer jobs

  • Senior Compliance Officer

    Tenet Healthcare

    - Frisco, TX

    Officer (SCO) provides support to the Chief Compliance Officer in managing the compliance ... senior leadership team on matters related to compliance with laws and...

    20 days ago from Tenet Healthcare
  • Senior Compliance Officer

    Pay Lynxs

    - Portland, OR

    We are looking for a compliance officer interested in an entrepreneurial opportunity be ... software applications to perform the compliance function.Experience preparing and...

    23 days ago from ZipRecruiter
  • Senior Compliance Officer

    Bank In New York City - Finance Industry

    - New York City, NY

    analysis of resources set aside for compliance and discussion of any necessary ... improvements.* Determine material non-compliance risks related to the company's...

    15 days ago from VelvetJobs
  • Senior Compliance Officer

    New York City, NY

    hedge fund seeks a Front Office Senior Compliance Officer to monitor and offer guidance to portfolio managers and traders with regard to trading activities in the equity, fixed...

    17 days ago from IvyExec
  • Senior Compliance Officer

    National Recruiting Group

    - New York City, NY

    Senior Compliance Officer in the Fund Chief Compliance Officer Group which supports the ... least 6-8 years of compliance experience. JD, CPA or CFA a plus.•Previous compliance...

    27 days ago from ZipRecruiter
  • Senior Compliance Officer

    Global Investment Fund - Finance Industry

    - New York City, NY

    Chief Compliance Officers in New York, the Senior Compliance Officer will work closely ... Investment FundJob DescriptionThe Senior Compliance Officer will be responsible...

    30+ days ago from VelvetJobs
  • Senior Compliance Officer

    RS Investments

    - San Francisco, CA

    Chief Compliance Officer, with members of Compliance, Legal, HR, Management and product ... teamsKey ResponsibilitiesAssist Chief Compliance Officer with 38a-1 ReportMonitor...

    30+ days ago from Doostang
  • Senior Compliance Officer

    Ny-based Bank - Finance Industry

    - New York

    analysis of resources set aside for compliance and discussion of any necessary ... improvements.* Determine material non-compliance risks related to the company's...

    30+ days ago from VelvetJobs
  • Senior Compliance Officer

    JPMorgan Chase

    - Jersey City, NJ

    Senior Compliance Officer-140021959 ## Job Description JPMorgan Chase & Co. (NYSE: JPM) is ... equity. **Job Description** The Senior Compliance Officer position is for the...

    6 days ago from JPMorgan Chase
  • Senior Compliance Officer

    Bank

    - New York City, NY

    improvements. * Determine material non-compliance risks related to the company's ... results, and communicate such information to senior management on a regular basis. *...

    5 days ago from Green Key Resources
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