91 - 100 of 18,636

senior compliance officer jobs


  • Senior Compliance Officer

    Sterling National Bank

    - Suffern, NY

    provide supervisory guidance with respect to compliance and effectuate compliance ... or exceeding deadlines Experience in compliance for financial institutions...

    30+ days ago from Sterling National Bank
  • Senior Compliance Officer

    Tal & Associates

    - New York

    area has an opening for a Senior Compliance Officer to join their team. Responsibilities ... meetings with senior management of applicable department. · Coordinates audit...

    30+ days ago from Tal & Associates
  • Senior Compliance Officer - Surveillance Analyst

    Global Securities, Investment and Retail Banking Firm

    - Jersey City, NJ

    Compliance as well as various areas within compliance.Participate in regular business ... and Compliance Officers to resolve complex compliance issues.Resolve/respond to...

    7 days ago from IvyExec
  • GWIM Sr Compliance Mgr - Wealth Mgmt Product Compliance

    Bank of America

    - New York City, NY

    Senior Capital Markets Product Compliance Officer and member of a team responsible for ... COMPLIANCE ONLY - Implements and manages compliance programs for one or more business...

    5 days ago from Bank of America
  • Compliance Officer

    NEW

    Robert Half Finance & Accounting

    - Red Bank, NJ

    Services is currently recruiting for a Senior Compliance Officer position within ... to travel to South Jersey This Senior Compliance Officer role is located in South...

    3 hours ago from Robert Half Finance & Accounting
  • Sr. Compliance Analyst

    Franklin Templeton Investments

    - New York City, NY

    Assets Control) Officer. The Senior Compliance Analyst will be responsible for ... sent to Senior Management. The Senior Compliance Analyst will be responsible for...

    10 days ago from Franklin Templeton Investments
  • Senior Compliance Analyst, Investments

    Chartis

    - New York City, NY

    Senior Compliance Analyst Picture yourself building a successful career at AIG working ... dynamic compliance team, assist the Senior Compliance Officer in their oversight of...

    12 days ago from Chartis
  • Senior Compliance Officer

    Policyworks

    - Clive, IA

    Senior Compliance Officer Are you an energetic compliance professional looking for your ... growth, we are seeking a Senior Compliance Officer to provide our clients with...

    27 days ago from Payments Jobs
  • VP - Senior Compliance Officer

    Moody's

    - New York

    Compliance” in the role of Business Unit Compliance Officer for one or more ratings ... compliance associates and centralized compliance functions. Support successful...

    30+ days ago from Moody's Corporation
  • Vice President Senior Manager Local Compliance Officer

    HSBC Holdings

    - New York City, NY

    to business unit senior management, HNAH Compliance management and Group Compliance. * ... Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring...

    7 days ago from HSBC Holdings plc
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