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Showing 1-10 of 60 Commodities Compliance Advisor jobs near New York, NY

Vice President- EQD Compliance AdvisorNEW

Green Key Resources - New York City , NY

Advise the Regulatory Reporting group on new and existing regulatory reporting issues that arise from regulatory inquiries and/or examinations Provide compliance sign-off ...

1 day ago, Sponsored by eFinancial Careers

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SENIOR COMPLIANCE OFFICERNEW

BNP Paribas Investment Partners - New York City , NY

BNP Paribas Investment Partners (BNPP IP) is one of the largest asset management firms in the world. BNPP IP offers a diverse range of investment management strategies ...

1 day ago, Sponsored by eFinancial Careers

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Sr. Asset Management Compliance Officer

Compliance Search Group - New York City , NY

Sr. Asset Management Compliance Officer A global investment bank seeks a Senior Compliance Officer who will be responsible for administrating and overseeing all ...

30+ days ago, Sponsored by The Ladders

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Regulatory Compliance SpecialistNEW

Futures Group IT - New York City , NY

Responsibilities Consistently deliver high quality client services. Establish relationships with client personnel at appropriate levels. Monitor progress, manage risk and ensure ...

1 day ago, Sponsored by eFinancial Careers

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Sr. Compliance ManagerNEW

New York City , NY

TO BE USED IN GLOBAL COMPLIANCE ONLY - Implements and manages compliance programs for one or more business groups and related vendors in GWIM. Exhibits ...

2 days ago, Sponsored by IvyExec

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Senior Compliance Officer - Asset ManagementNEW

Multinational Financial Services Holding Company - New York City , NY

We Offer... Administer and oversee all compliance aspects a certain business lines for an entity that is a registered investment adviser, commodity pool operator and ...

2 days ago, Sponsored by IvyExec

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Senior Compliance Officer - Asset Management

Compliance Search Group - New York City , NY

Senior Compliance Officer - Asset Management A global investment bank seeks a Senior Compliance Officer who will be responsible for administrating and overseeing all ...

30+ days ago, Sponsored by The Ladders

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Senior Compliance OfficerNEW

BNP Paribas Investment Partners - New York City , NY

BNPP IP offers a diverse range of investment management strategies to institutional clients in the U.S. through our affiliates, including BNP Paribas Asset Management and ...

1 day ago, Sponsored by eFinancial Careers

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Senior Compliance Manager

New York City , NY

TO BE USED IN GLOBAL COMPLIANCE ONLY - Implements and manages compliance programs for one or more business groups and related vendors in GWIM. Exhibits ...

14 days ago, Sponsored by IvyExec

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Mutual Fund Attorney

Compliance Search Group - New York City , NY

Mutual Fund Attorney A global investment bank seeks a Mutual Fund Attorney who will be responsible for providing legal advice and services to the firm’s management ...

30+ days ago, Sponsored by The Ladders

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