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Showing 1-10 of 115 Portfolio Compliance Analyst jobs near Wilmington, CA

Portfolio Compliance AnalystNEW

PIMCO - Newport Beach , CA

Position Description A Portfolio Compliance Analyst is responsible for auditing client accounts to ensure compliance with applicable rules. Responsibilities include analysis of ...

1 day ago, Sponsored by eFinancial Careers

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Analyst, Trade ComplianceNEW

PIMCO - Newport Beach , CA

Position Description The Trade Compliance group is responsible for completing post trade analysis of all New York and Newport Beach trades to ensure compliance of those ...

1 day ago, Sponsored by eFinancial Careers

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Business Systems AnalystNEW

Intelliswift Software - Torrance , CA

Need a Strong BSA with PM experience with a Waterfall methodology understanding and prior experience working with vendors and their services. If a candidate has ...

1 day ago, Sponsored by Dice

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Senior Compliance Analyst- Marketing Compliance | Financial Services Recruitment And Staffing Firm

Wall Street Personnel - Los Angeles , CA

Education: Bachelors degree is required Required experience: 0 - 2 years Minimum required education: Bachelor's Degree Job category: jurisdictions; Proven capability in ...

30+ days ago, Sponsored by Doostang

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Fixed Income Portfolio Analysis Group Analyst

Leading Investment Management Organization - Los Angeles , CA

Position Description Investment Control (GIC) directly supports Group’s Investment Professionals, helps implement investment decisions and facilitate the investment ...

8 days ago, Sponsored by IvyExec

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Portfolio Manager- Wealth Management Group

European Leader In Global Banking and Financial Services - Los Angeles , CA

Position Summary Responsible for the investment management and client relations for various types of accounts, personal trusts and institutional plans. May also be ...

7 days ago, Sponsored by IvyExec

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Portfolio Analysis Associate

Leading Investment Management Firm - Los Angeles , CA

Depending on the role, responsibilities can include: Performance measurement – calculating, validating, maintaining, and interpreting portfolio results for retail mutual funds, ...

9 days ago, Sponsored by IvyExec

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Portfolio Compliance Analyst (00961032)NEW

PIMCO - Newport Beach , CA

Portfolio Compliance Analyst * Salary: USD0.00 per year * Location: Newport Beach, CA, USA * Job Type: Permanent, Full time * Company: Pimco * Posted on: 30 Apr 15 ...

23 hours ago from eFinancialCareers Ltd

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Compliance Analyst - Monitoring

Nuveen Investments - Los Angeles , CA

Qualifications B.A./B.S. degree, Finance or other business-related major preferable; Two years minimum Investment Adviser monitoring/testing experience; Proven skill in ...

5 days ago from Nuveen Investments

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Compliance Analyst - Investment Management Firm

Wall Street Personnel - Los Angeles , CA

We are a financial services recruitment firm - Wall Street Personnel. We have the following roles open: Investment Management firm in downtown Los Angeles seeks a ...

7 days ago from Wall Street Personnel

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