TransferEasy USA Inc.-Jersey City, NJ $60,000 - $100,000 a year

AML/BSA/OFAC Compliance Officer. The role of Compliance Officer is being established to ensure that TransferEasy USA’s regulatory and compliance activities are...

Confidential Global European Bank-New York, NYEstimated: $100,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Perform periodic Compliance testing/surveillance and ensure successful and timely completion of the Compliance program....

aegis capital corp-Melville, NY $50,000 - $150,000 a year

Full time compliance officer. Compliance officers oversee the investment and operations at financial institutions to make sure that they are in compliance with...

Morgan Stanley-New York, NYEstimated: $69,000 - $95,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Senior Commodity Compliance Officer covering the North America Commodities Group. The Global Compliance Department manages a Firmwide Compliance Risk Management...

TD Bank-New York, NYEstimated: $67,000 - $92,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Compliance Officer is an integral part of the TDS US Compliance department. #LI-JH2 Job Requirements Compliance Testing....

Morgan Stanley-New York, NYEstimated: $68,000 - $98,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Senior Data Analytics Officer is part of Bank Group Compliance (BGC), which supports the Consumer Compliance Advice and Guidance units of Morgan Stanley...

Credit Suisse-New York, NYEstimated: $94,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

FCM and Swap Dealer Compliance experience helpful; Credit Suisse is a leading global wealth manager with strong investment banking and asset management...

Two Sigma Investments, LLC.-New York, NYEstimated: $76,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Support the annual compliance program review. The role of Advisory Compliance Officer, within the Research and Trading Compliance Group, is to develop and...

HSBC-Jersey City, NJEstimated: $81,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Assists Business and Compliance Management in determining the effectiveness of their compliance control environment and provides line of sight for compliance...

CIT Group-New York, NY

This role is a Senior Compliance Officer for CIT Capital Securities LLC, a U.S. Administration of the BD and RIA Compliance Program....

Marsh & McLennan Companies-New York, NYEstimated: $120,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Senior Compliance Officer. This position is under the general supervision of a Chief Compliance Officer....

FRED ALGER & COMPANY-New York, NYEstimated: $76,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

SVP, Chief Compliance Officer (CCO); Alger seeks a highly motivated and organized individual to serve as Compliance Officer (CO)....

Metro-North Railroad-New York, NYEstimated: $56,000 - $78,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Monitor and evaluate conduct performance as per 49 CFR 242. Provide feedback, re-instruction and disciplinary actions as required. Monitor new hire Conductor...

RBC-New York, NYEstimated: $76,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Develop and maintain Futures Compliance Manual and related compliance bulletins.(10%). Minimum 10 years capital markets compliance experience....

Compliance Consultants-New York, NYEstimated: $72,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Outsourced Chief Compliance Officers (CCOs), Compliance Consulting Services, Oversight and Monitoring Services and Compliance Technology Solutions....

Credit Suisse-New York, NYEstimated: $73,000 - $91,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Lexis, Factiva, Pacer, Dow Jones Risk & Compliance, etc.). Credit Suisse is a leading global wealth manager with strong investment banking and asset management...

RWJBarnabas Health-West Orange, NJEstimated: $82,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The RWJBarnabas Health Corporate Compliance Department is seeking a Compliance Officer to manage compliance activities under the direction of the System’s Chief...

BNY Mellon-New York, NYEstimated: $120,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Compliance & Ethics-HR06015. Risk and Compliance provide risk and compliance services across all BNY Mellon businesses....

Nomura Holdings, Inc.-New York, NYEstimated: $100,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Americas Compliance Department assists. And maintenance of a strong compliance culture. AML Compliance Vice President is responsible for conducting and...

Société Générale-New York, NYEstimated: $95,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Support the Director of Compliance to further broader SGUS Compliance Department initiatives, as required. Additionally, the SGUS Compliance Department works...

Stryker-Allendale, NJEstimated: $69,000 - $90,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Partner with Professional Affairs, Legal , Finance, Human Resources, Clinical/Quality/Regulatory, the Corporate Compliance Office, external bodies, as well as...

Morgan Stanley-New York, NYEstimated: $75,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

It is comprised of the Regional Compliance team, Field Compliance Review Team, Heightened Supervision, Employee Investing and Activities and Registration....

First Class Home Health Care Of New York-Brooklyn, NY $35,000 - $45,000 a year

Monitor and track ongoing employee compliance requirements. Make sure all HHA ,CDPAP, New Hires, are always in compliance....

CardWorks Servicing-Woodbury, NYEstimated: $120,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

We are currently seeking a Chief Compliance Officer in our Woodbury, NY location. Assess and reports on top compliance risks, compliance related control issues,...


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