BFS Capital-Coral Springs, FLEstimated: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The DVPC will report to the Chief Legal Officer and will work with other executives to develop, implement and uphold comprehensive compliance policies and...

COR Clearing LLC-Omaha, NEEstimated: $87,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Chief Compliance Officer*. The Chief Compliance Officer (CCO) will report to the Chief Legal Officer. Oversight of various compliance duties....

Confidential - Securities Broker-Dealer-New York, NYEstimated: $65,000 - $90,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

COMPLIANCE OFFICER - ADVERTISING REVIEW PRINCIPAL QUALIFICATIONS:. COMPLIANCE OFFICER - ADVERTISING REVIEW PRINCIPAL JOB DUTIES:....

Navitas Credit Corp.-Mount Laurel, NJEstimated: $72,000 - $92,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The position reports directly to the Corporate Controller with significant interaction with the Chief Financial Officer....

Commonwealth Financial Network-Waltham, MAEstimated: $150,000 - $230,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Commonwealth is looking to bring a diligent and dedicated chief risk officer into the organization, someone who will take a proactive and reasoned view to all...

Janus Henderson-WisconsinEstimated: $58,000 - $79,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Completion of all assigned Compliance training. Additional projects as required by Head of North American Compliance....

Edward Jones-St. Louis, MO

Serve as the Trust Company's Chief Compliance Officer and Anti-Money Laundering Officer. Edward Jones seeks a qualified individual to serve as the Chief...

Blue River Partners, LLC-San Francisco, CAEstimated: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Review of policy and procedure disclosures received from clients and report to their Chief Compliance Officer....

Piedmont Healthcare-Atlanta, GAEstimated: $91,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Provides oversight for the Compliance department, under the executive leadership of the Chief Compliance Officer....

Renew Financial-Oakland, CAEstimated: $99,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Reports to the General Counsel and/or Chief Compliance Officer. Compliance Certification (e.g., CRCM) required....

Essence Group Holdings Corporation-St. Louis, MOEstimated: $99,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Compliance Director is responsible for day-to-day functional activities of the Compliance Department, as assigned by the Chief Compliance Officer, serving...

Equinix-Redwood City, CAEstimated: $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Director reports to the VP, Legal and Chief Compliance Officer (CCO) and is responsible for the following:. Manages global compliance training....

JP Morgan Chase-New York, NYEstimated: $130,000 - $180,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Compliance Officer of Asset Management. Fiduciary Compliance Group (FFCG), within the Compliance Department, is....

Charles Schwab-Westlake, TXEstimated: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Prepare management reporting materials to escalate significant compliance risks and issues to the Corporate Chief Compliance Officer, Compliance Risk Committee,...

Fiserv-Alpharetta, GAEstimated: $120,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Jeffery Yabuki, President and Chief Executive Officer. Manage a compliance team to achieve compliant outcomes....

Calamos Holdings LLC-Naperville, ILEstimated: $81,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Director of Compliance assists the Chief Compliance Officer with the day-to-day management of the Compliance Department....

Morgan Stanley-New York, NYEstimated: $170,000 - $220,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

We are looking for an experienced and high caliber individual to act as Chief Compliance Officer of the SEC registered Investment Advisers for the Morgan...

Conselium-Atlanta, GAEstimated: $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Chief Compliance Officer. Chief Compliance Officer responsibilities:. Chief Compliance Officer expectations first year :. Use of the compliance hotline;...

LPL Financial-Fort Mill, SCEstimated: $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The EVP, Chief Compliance Officer will be located in our Fort Mill, SC office and report to the Deputy Chief Legal & Risk Officer within LPL’s Compliance, Legal...

University of Miami-Coral Gables, FLEstimated: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Healthcare compliance knowledge preferred. Certified Compliance and Ethics Professional (CCEP), and/or Certified in Healthcare Compliance (CHC) is desired....

Conselium-Denver, COEstimated: $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Chief Compliance Officer. Chief Compliance Officer Responsibilities:. Chief Executive Officer. The Chief Compliance Officer is directly responsible for...

Drexel University-Philadelphia, PAEstimated: $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Certification in Healthcare Compliance (CHC). The VP-CPIA manages the Compliance, Privacy and Internal Audit Office assets and budget and directly supervises...

Vidant Health-Greenville, NC

The Chief Audit & Compliance Officer will report directly to the CEO or designee. The Chief Audit & Compliance Officer (CACO) is responsible for oversight and...

NCS Regulatory Compliance-Delray Beach, FLEstimated: $74,000 - $95,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Conducting (scheduled and ad hoc) conference calls and online meetings with Chief Compliance Officers to deliver guidance and advice with respect to regulatory...

Omega Global Partners-New York, NYEstimated: $93,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Chief Compliance Officers (CCOs), General Counsels, and senior compliance and legal professionals preferred....

Hospice El Paso-El Paso, TXEstimated: $57,000 - $74,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Reports changes in patient’s condition to Chief Nursing Officer daily and physician as appropriate. , you will provide professional nursing care as prescribed...


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