RAYMOND JAMES FINANCIAL - Saint Petersburg, FL

Ensures compliance with all regulatory requirements. Works with business partners and managers to ensure policies and procedures are in compliance with required...

Estimated: $99,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

RhumbLine Advisers - Boston, MA

We are seeking a candidate to lead, implement and maintain our firm-wide Compliance Program and help promote a “top down” compliance culture....

Estimated: $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

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Prime Advisors, Inc. - Redmond, WA

Research possible compliance violations and present information to the Chief Compliance Officer for a recommended corrective action....

Estimated: $72,000 - $96,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

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Confidential - Securities Broker-Dealer - New York, NY

COMPLIANCE OFFICER - ADVERTISING REVIEW PRINCIPAL QUALIFICATIONS:. COMPLIANCE OFFICER - ADVERTISING REVIEW PRINCIPAL JOB DUTIES:....

Estimated: $65,000 - $90,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

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Exterran - Houston, TX

‘Support the Chief Compliance Officer and the compliance teams in various tasks, as necessary. Support the compliance team in oversight of compliance helpline...

Estimated: $57,000 - $82,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

AXA - New York, NY

Serve as backup for Chief Compliance Officer for key compliance related functions including conflict management, portfolio compliance and Board reporting....

Estimated: $110,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Glenmede - Philadelphia, PA

The Deputy Chief Compliance Officer will work directly with the Company’s Chief Compliance Officer to oversee all aspects of the Company’s compliance and ethics...

Estimated: $120,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

MicroVest - Bethesda, MD

MicroVest is seeking a Compliance Officer to be responsible for the compliance and regulatory matters of the company under the oversight of General Counsel and...

Estimated: $62,000 - $89,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Citi - New York, NY

The Chief Compliance Officer (CCO) - Training will be based in NYC or London and will report to the Citigroup Chief Compliance Officer and with a matrix line to...

Estimated: $95,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Morgan Stanley - New York, NY

We are looking for an experienced and high caliber individual to act as Chief Compliance Officer of the SEC registered Investment Advisers for the Morgan...

Estimated: $170,000 - $220,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sony Corporation Of America - Herndon, VA

Provide compliance guidance to Sony Group Companies and provide the Chief Information Security Officer (CISO) with transparency into the organization’s...

Estimated: $130,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

ManTech International Corporation - Herndon, VA

The Chief Compliance Officer is responsible for the day to day supervision and administrative managmenet of ManTech's Compliance Programs and Departments....

Estimated: $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Prime Advisors, Inc. - Redmond, WA

Research possible compliance violations and present information to the Chief Compliance Officer for a recommended corrective action....

Estimated: $72,000 - $96,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

12d

Asset Management - Pleasantville, NY

Compliance Officer Position*. Registered investment adviser to mutual funds and other investment products (located in Westchester County, NY) is currently...

Estimated: $52,000 - $78,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Imagina US - Medley, FL

Partnering with Chief Compliance Officer to carry out Compliance Risks Assessments, monitoring and testing, identification and resolution, and root cause...

Estimated: $51,000 - $67,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Penn Mutual Life Insurance - Horsham, PA

This position will support the Chief Operations Officer and Chief Compliance & Risk Officer of PMAM, a registered investment adviser offering investment...

Estimated: $81,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

NBCUniversal - New York, NY

The Chief Compliance Officer will oversee the day-to-day operation of the NBCU compliance program globally. Partner with parent company Compliance function and...

Estimated: $160,000 - $220,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

4d

INTL FCStone - Chicago, IL

Helps compile and prepare the annual Chief Compliance Officer report. Identify potential areas of compliance vulnerability and risk;...

Estimated: $64,000 - $93,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

RhumbLine Advisers - Boston, MA

We are seeking a candidate to lead, implement and maintain our firm-wide Compliance Program and help promote a “top down” compliance culture....

Estimated: $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

10d

EZ Fundings, Inc - Rancho Cucamonga, CA

The Chief Compliance Officer will be expected to develop, lead and implement compliance initiatives and programs throughout the organization....

Estimated: $120,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Cetera Financial Group - El Segundo, CA

Has prior experience serving as a Chief Compliance Officer. The Chief Compliance Officer – Cetera Advisor Networks (“CCO”) will be the CCO of Cetera Advisors...

Estimated: $91,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Family Service League - Huntington, NY

The Corporate Compliance Officer acts:. The Chief Compliance Officer oversees and leads the Corporate Compliance Program (the Program), functioning as an...

Estimated: $99,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Ann & Robert H. Lurie Children’s Hospital of Chicago - Chicago, IL

13 Responsible for management of department budget and the management of self-insurance risk finance program under the guidance of the Chief Financial Officer...

Estimated: $90,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Asset Management - Pleasantville, NY

Compliance Officer Position*. Registered investment adviser to mutual funds and other investment products (located in Westchester County, NY) is currently...

Estimated: $52,000 - $78,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

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Mortgage Broker - Chicago, IL

The Chief Compliance Officer will be expected to develop, lead and implement compliance initiatives and programs throughout the organization....

Estimated: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

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USA Financial - Ada, MI

This position reports directly to the chief compliance officer/chief legal officer. Our organizational structure is complex and our compliance department is...

Estimated: $85,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

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