BFS Capital-Coral Springs, FLEstimated: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The DVPC will report to the Chief Legal Officer and will work with other executives to develop, implement and uphold comprehensive compliance policies and...

Confidential - Securities Broker-Dealer-New York, NYEstimated: $65,000 - $90,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

COMPLIANCE OFFICER - ADVERTISING REVIEW PRINCIPAL QUALIFICATIONS:. COMPLIANCE OFFICER - ADVERTISING REVIEW PRINCIPAL JOB DUTIES:....

COR Clearing LLC-Omaha, NEEstimated: $100,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Chief Compliance Officer*. The Chief Compliance Officer (CCO) will report to the Chief Legal Officer. Oversight of various compliance duties....

Mortgage Broker-Chicago, ILEstimated: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Chief Compliance Officer will be expected to develop, lead and implement compliance initiatives and programs throughout the organization....

Florida State University-Tallahassee, FLEstimated: $56,000 - $71,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Experience conducting and overseeing compliance reviews, and designing processes for high-risk compliance issues and institutional compliance gaps....

Marsh-Boston, MAEstimated: $120,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Chief Compliance Officer, Americas. The Mercer Americas Chief Compliance Officer is responsible for the company’s US, Canada and Latin America risk and...

Renew Financial-Oakland, CAEstimated: $99,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Reports to the General Counsel and/or Chief Compliance Officer. Compliance Certification (e.g., CRCM) required....

Essence Group Holdings Corporation-St. Louis, MOEstimated: $99,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Compliance Director is responsible for day-to-day functional activities of the Compliance Department, as assigned by the Chief Compliance Officer, serving...

Equinix-Redwood City, CAEstimated: $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Director reports to the VP, Legal and Chief Compliance Officer (CCO) and is responsible for the following:. Manages global compliance training....

Calamos Holdings LLC-Naperville, ILEstimated: $81,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Director of Compliance assists the Chief Compliance Officer with the day-to-day management of the Compliance Department....

Edward Jones-St. Louis, MO

Serve as the Trust Company's Chief Compliance Officer and Anti-Money Laundering Officer. Edward Jones seeks a qualified individual to serve as the Chief...

Drexel University-Philadelphia, PAEstimated: $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Certification in Healthcare Compliance (CHC). The VP-CPIA manages the Compliance, Privacy and Internal Audit Office assets and budget and directly supervises...

Fiserv-Alpharetta, GAEstimated: $120,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Jeffery Yabuki, President and Chief Executive Officer. Manage a compliance team to achieve compliant outcomes....

Arrow Investment Advisors-Baltimore, MDEstimated: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Support and assist the efforts of the Chief Compliance Officer (“CCO”) in the oversight of the execution and continuous improvement of the Firm’s compliance...

Commonwealth Financial Network-Waltham, MAEstimated: $150,000 - $230,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Commonwealth is looking to bring a diligent and dedicated chief risk officer into the organization, someone who will take a proactive and reasoned view to all...

LPL Financial-Fort Mill, SCEstimated: $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The EVP, Chief Compliance Officer will be located in our Fort Mill, SC office and report to the Deputy Chief Legal & Risk Officer within LPL’s Compliance, Legal...

Blue River Partners, LLC-San Francisco, CAEstimated: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Review of policy and procedure disclosures received from clients and report to their Chief Compliance Officer....

Schnake Turnbo Frank-Tulsa, OKEstimated: $100,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Serve as CommunityCare's Chief Compliance Officer, HIPAA Privacy Officer, and Medicare Compliance Officer;...

Piedmont Healthcare-Atlanta, GAEstimated: $91,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Provides oversight for the Compliance department, under the executive leadership of the Chief Compliance Officer....

Charles Schwab-Westlake, TXEstimated: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Prepare management reporting materials to escalate significant compliance risks and issues to the Corporate Chief Compliance Officer, Compliance Risk Committee,...

Community Hospital Corporation-Dallas-Fort Worth, TXEstimated: $130,000 - $180,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Vice President of Ethics and Chief Compliance Officer. The Ethics and Chief Compliance Officer (ECCO) develops, implements, and manages an effective CHC ethics...

Vidant Health-Greenville, NC

The Chief Audit & Compliance Officer will report directly to the CEO or designee. The Chief Audit & Compliance Officer (CACO) is responsible for oversight and...

BankINNOVATE-Salt Lake City, UTEstimated: $87,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Executive in charge of Compliance, BSA and CRA. Manage and constantly improve the bank's compliance management system....

The Index Group, Inc.-Colorado Springs, CO $50,000 a year

Chief Compliance Officer for The Index Group, a Colorado Registered Investment Adviser (RIA). The Index Group is adviser to Index Funds, a Registered investment...

Village of Key Biscayne-Key Biscayne, FL $34,000 - $59,000 a year

Performs any other duties as assigned by the Development Services Director/ Code Compliance Chief. The Village of Key Biscayne is seeking a Code Compliance...

LVW Advisors-Pittsford, NYEstimated: $65,000 - $87,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Leveraging a client centric model, LVW serves as a Chief Investment Officer for its clients, providing holistic solutions that are transparent, independent and...


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