John Hancock-Boston, MAEstimated: $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

AVP Chief Compliance Officer. Chief Compliance Officer in managing the U.S. Chief Compliance Officer, the AVP and Chief Compliance Officer of John Hancock...

Reynders McVeigh Capital Management, LLC-Boston, MAEstimated: $63,000 - $84,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Manager will work with the Chief Compliance Officer on RMCM’s overall compliance program, ensuring that it properly addresses current regulatory rules and that...

Validus Group-Parsippany, NJEstimated: $58,000 - $79,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Manage the overall compliance relationship with business process owners, external auditors, and other compliance departments....

TDC Investment Advisory-Maumee, OHEstimated: $63,000 - $94,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

This includes scheduling compliance audits and reporting results to the Chief Compliance Officer. Provides reports as directed or requested, to keep Chief...

Florida State University-Tallahassee, FLEstimated: $56,000 - $71,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Experience conducting and overseeing compliance reviews, and designing processes for high-risk compliance issues and institutional compliance gaps....

EQIS Capital Management, Inc.-San Rafael, CAEstimated: $62,000 - $82,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Reporting to the Chief Compliance Officer, the Compliance Officer will serve as the primary role ensuring the firm is in compliance with our policies and...

Foothill Community Health Center-San Jose, CAEstimated: $74,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Chief Executive Officer. The Compliance Officer will report directly to the Chief Executive Officer (“CEO”)....

Fidelity Investments-Boston, MAEstimated: $100,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Vice President will be expected to provide compliance expertise and leadership in the development of Asset Management’s response to regulatory changes and...

Churchill Downs Inc.-Louisville, KYEstimated: $58,000 - $77,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Prefer chief compliance officer, deputy chief compliance officer or corporate compliance officer experience....

Citi-New York, NYEstimated: $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Compliance and Control. Provide support to legal entity Chief Compliance Officers in their governance reporting and functional responsibilities to subsidiary...

AXA-New York, NYEstimated: $110,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Serve as backup for Chief Compliance Officer for key compliance related functions including conflict management, portfolio compliance and Board reporting....

Airswift-Houston, TX $150,000 - $180,000 a year

Develop operating budget and short and long-term business plans that are complete, attainable and consistent with the goals and objectives of the Business and...

Airswift-Austin, TX $150,000 - $190,000 a year

Develop operating budget and short and long-term business plans that are complete, attainable and consistent with the goals and objectives of the Business and...

BMO Financial Group-Chicago, ILEstimated: $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Chief Compliance Officer. High-performing compliance officers using effective training, performance. Wealth Management Compliance....

Genworth-Raleigh, NCEstimated: $100,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

USMI Chief Compliance Officer. The USMI Chief Compliance Officer (CCO) has primary responsibility for ensuring that Genworth’s USMI’s operations are conducted...

Marsh-Boston, MAEstimated: $130,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Chief Compliance Officer, Americas. The Mercer Americas Chief Compliance Officer is responsible for the company’s US, Canada and Latin America risk and...

University of California - Irvine-Orange, CAEstimated: $100,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

As Chief Compliance Officer:. Chief Privacy Officer:. Reporting to the Vice Chancellor/Chief Executive Officer, UC Irvine Health Sciences with a dotted line...

Cadre-New York, NYEstimated: $75,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The position requires close collaboration with the company’s chief compliance officer, general counsel, senior legal and compliance team members, company...

RAYMOND JAMES FINANCIAL-Saint Petersburg, FLEstimated: $110,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Partner with senior business executives, legal, risk management, and compliance to appropriately mitigate and manage compliance risk....

RAYMOND JAMES FINANCIAL-Kansas City, MOEstimated: $84,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Regulatory compliance program. Serves as expert on compliance issues by maintaining proficient knowledge of applicable compliance statutory regulations and...

Peoples Health Centers Family of Companies-St. Louis, MOEstimated: $72,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Chief Compliance Officer oversees the Corporate Compliance Departments for all Betty Jean Kerr People’s Health Center’s Companies (BJK People’s Health...

Financial Advocates-Olympia, WAEstimated: $61,000 - $80,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Administration of RIA Compliance. Establish/revise compliance business goals and monitor business activities to ensure compliance with state and federal...

TDC Investment Advisory-Maumee, OHEstimated: $63,000 - $94,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

This includes scheduling compliance audits and reporting results to the Chief Compliance Officer. Provides reports as directed or requested, to keep Chief...

LVW Advisors-Pittsford, NYEstimated: $30,000 - $40,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Leveraging a client centric model, LVW serves as a Chief Investment Officer for its clients, providing holistic solutions that are transparent, independent and...

COR Clearing LLC-Omaha, NEEstimated: $100,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Chief Compliance Officer*. The Chief Compliance Officer (CCO) will report to the Chief Legal Officer. Oversight of various compliance duties....

Getinge Group-Mahwah, NJEstimated: $63,000 - $87,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Must be able to promptly report any non-compliance issues to Chief QA, RA, Compliance officer or appropriate administrator, including the Compliance Hotline....


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