Marsh - Boston, MA

Chief Compliance Officer, Americas. The Mercer Americas Chief Compliance Officer is responsible for the company’s US, Canada and Latin America risk and...

Estimated: $120,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Confidential - Securities Broker-Dealer - New York, NY

COMPLIANCE OFFICER - ADVERTISING REVIEW PRINCIPAL QUALIFICATIONS:. COMPLIANCE OFFICER - ADVERTISING REVIEW PRINCIPAL JOB DUTIES:....

Estimated: $65,000 - $90,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sponsored
9d

CONFIDENATIAL - Tampa, FL

This person will work closely with the Chief Compliance Officer, Senior Compliance Officer and Research Associate in all matters of supporting the firm's...

$35,000 - $50,000 a yearSponsored7d

COR Clearing LLC - Omaha, NE

Chief Compliance Officer*. The Chief Compliance Officer (CCO) will report to the Chief Legal Officer. Oversight of various compliance duties....

Estimated: $100,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sponsored

BFS Capital - Coral Springs, FL

The DVPC will report to the Chief Legal Officer and will work with other executives to develop, implement and uphold comprehensive compliance policies and...

Estimated: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

7d

Community Hospital Corporation - Dallas-Fort Worth, TX

Vice President of Ethics and Chief Compliance Officer. The Ethics and Chief Compliance Officer (ECCO) develops, implements, and manages an effective CHC ethics...

Estimated: $130,000 - $180,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Paradigm Recovery Group LLC - Camarillo, CA

Works closely with the Admissions Director, Medical Director, Chief Clinical Officer. LVN Case Manager and Compliance Supervisor*....

Estimated: $74,000 - $96,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

10d

Encore Search Partners - Houston, TX

Formal corporate training as a compliance officer in a FINRA/SEC regulated BD/RIA. Current Compliance designation highly preferred....

Estimated: $72,000 - $99,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sony Corporation Of America - Herndon, VA

Provide compliance guidance to Sony Group Companies and provide the Chief Information Security Officer (CISO) with transparency into the organization’s...

Estimated: $130,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Edward Jones - St. Louis, MO

Serve as the Trust Company's Chief Compliance Officer and Anti-Money Laundering Officer. Edward Jones seeks a qualified individual to serve as the Chief...

10d

RAYMOND JAMES FINANCIAL - Saint Petersburg, FL

Partner with senior business executives, legal, risk management, and compliance to appropriately mitigate and manage compliance risk....

Estimated: $100,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Florida State University - Tallahassee, FL

Experience conducting and overseeing compliance reviews, and designing processes for high-risk compliance issues and institutional compliance gaps....

Estimated: $56,000 - $71,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Calamos Holdings LLC - Naperville, IL

The Director of Compliance assists the Chief Compliance Officer with the day-to-day management of the Compliance Department....

Estimated: $81,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Beyond CorpComm, LLC - Atlanta, GA

Risk Management & Compliance. Looking for a C-level partner and leader, able to strategize, execute, coach, motivate, influence, and build winning and high...

$180,000 - $200,000 a year

Charles Schwab - Westlake, TX

Prepare management reporting materials to escalate significant compliance risks and issues to the Corporate Chief Compliance Officer, Compliance Risk Committee,...

Estimated: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

7d

Citi - New York, NY

Compliance and Control. Provide support to legal entity Chief Compliance Officers in their governance reporting and functional responsibilities to subsidiary...

Estimated: $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Penn Mutual Life Insurance - Horsham, PA

This position will support the Chief Operations Officer and Chief Compliance & Risk Officer of PMAM, a registered investment adviser offering investment...

Estimated: $81,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Arrow Investment Advisors - Baltimore, MD

Support and assist the efforts of the Chief Compliance Officer (“CCO”) in the oversight of the execution and continuous improvement of the Firm’s compliance...

Estimated: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

6d

NorthStar Financial Services Group, LLC - Hauppauge, NY

Escalates issues of concern immediately to Chief Compliance Officer. The Compliance Manager is responsible for assisting the Chief Compliance....

Estimated: $52,000 - $75,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

11d

Star Branch Search Partners - Austin, TX

Together with the Chief Compliance Officer, and other members of leadership, design and implement processes to ensure the highest legal and ethical standards...

Estimated: $110,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

3d

LPL Financial - Fort Mill, SC

The EVP, Chief Compliance Officer will be located in our Fort Mill, SC office and report to the Deputy Chief Legal & Risk Officer within LPL’s Compliance, Legal...

Estimated: $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Liberty Partners Financial Services - Charleston, SC

Incumbent shall keep the Chief Executive Officer informed of all pertinent developments pertaining to the company’s compliance and prepare regular written...

Estimated: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Cabrera Capital Markets, LLC - Chicago, IL

The Chief Compliance Officer will report directly to the Chief Operating Officer. The Chief Compliance Officer (CCO) is responsible for overseeing and managing...

Estimated: $130,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Mortgage Broker - Chicago, IL

The Chief Compliance Officer will be expected to develop, lead and implement compliance initiatives and programs throughout the organization....

Estimated: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sponsored
7d

Village of Key Biscayne - Key Biscayne, FL

Performs any other duties as assigned by the Development Services Director/ Code Compliance Chief. The Village of Key Biscayne is seeking a Code Compliance...

$34,000 - $59,000 a yearSponsored11d

LVW Advisors - Pittsford, NY

Leveraging a client centric model, LVW serves as a Chief Investment Officer for its clients, providing holistic solutions that are transparent, independent and...

Estimated: $65,000 - $87,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sponsored