Scotiabank - New York, NY 4

Sensitivity and tact must be especially evident in the performance of compliance monitoring and surveillance functions....

Estimated: $130,000 - $180,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Capital One - New York, NY 4

Commercial Bank Customer Derivatives Compliance Advisor. While working within the Compliance Management Program (CMP) framework, the Compliance Advisor is...

Estimated: $51,000 - $69,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sponsored

Amcor - Ann Arbor, MI 3.8

Performance standards and compliance requirements. Setting standards and ensure compliance through spend classification....

Estimated: $170,000 - $230,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sponsored

CenturyLink - Denver, CO 3.5

Manages complex vendor agreements and relationships across multiple commodities. Provides subject matter expertise and is a trusted advisor in vendor management...

Estimated: $87,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sponsored

RIMROCK CAPITAL MANAGEMENT LLC - Irvine, CA 

The Compliance Analyst will participate in the design, day-to-day implementation, testing, and execution of a compliance program which adheres to Rule 206(4)-7...

Estimated: $63,000 - $83,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Wells Fargo - Charlotte, NC 3.8

As a resource on both the specific business areas and registration/licensing regulations, compliance policy and internal procedures, this Compliance Officer may...

Estimated: $93,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

State of Louisiana - Houma, LA 3.7

To serve as a one-stop shop advisor for the procurement function within a central state procurement office. Participates in periodic audits of entity purchasing...

$2,200 - $4,200 a month

Teza Technologies - Chicago, IL 

Support General Counsel and Chief Compliance Officer in administering Teza’s legal matters and compliance programs....

Estimated: $94,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Interactive Brokers - Greenwich, CT 3.5

Handling regulatory inquiries from the SEC, FINRA, CFTC, and NFA concerning securities, commodities and derivatives trading and compliance issues....

Estimated: $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Emcore - Alhambra, CA 3.4

O Form Commodity Jurisdictions. EMCORE Corporation seeks a Manager, Export Compliance who will coordinate the company’s export licensing and compliance program....

Estimated: $85,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Interactive Brokers - Greenwich, CT 3.5

Greenwich Advisor Compliance Services Corporation (Greenwich Compliance) provides expert registration and compliance solutions for registered investment...

Estimated: $61,000 - $79,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

ACA Compliance Group - Pittsburgh, PA 

With offices worldwide, ACA clients include leading investment advisers, private fund managers, commodity trading advisors, investment companies, and broker...

Estimated: $47,000 - $64,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Raytheon - McKinney, TX 4

Support export/import compliance activities (e.g. Export License & Compliance Advisor (G09) based upon the applicant’s qualifications as they relate to the...

Estimated: $62,000 - $90,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Raytheon - El Segundo, CA 4

Support export/import compliance activities (e.g. Export License & Compliance Advisor (G09) based upon the applicant’s qualifications as they relate to the...

Estimated: $69,000 - $89,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Just Energy - Houston, TX 3.1

Manage departmental governance controls as it pertains to regulatory compliance and licensing. Minimum 2 years of proven experience in regulatory compliance or...

Estimated: $55,000 - $74,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Interactive Brokers - Greenwich, CT 3.5

Equity derivatives and commodity reporting systems such as Large Option Position Reporting (“LOPR”) and....

Estimated: $100,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Chatham Financial - Kennett Square, PA 3.3

Experience with the Dodd-Frank Act, EMIR, AIFMD, and the Commodities Exchange Act; We are an employee-owned, view-neutral services firm, with no affiliation to...

Estimated: $130,000 - $190,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Natixis - New York, NY 3.9

Natixis is looking for an experienced Compliance Officer to join the Compliance Advisory team to provide compliance advice and services primarily with respect...

Estimated: $120,000 - $180,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Groupe BPCE - New York, NY 3.8

Natixis is looking for an experienced Compliance Officer to join the Compliance Advisory team to provide compliance advice and services primarily with respect...

Estimated: $120,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

UBS - New York, NY 3.9

Interact daily with Advisors, Branch Management, Compliance and legal regarding the questions or issues with account documentation to ensure the timely opening...

Estimated: $97,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

BNP Paribas - Jersey City, NJ 4

The analyst will face the Compliance managers and users performing surveillance for Equity, Futures and Commodities....

Estimated: $140,000 - $200,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Veterans Affairs, Veterans Health Administration - Durham, NC 3.9

Responsible for the micro-purchase program and recognized as the Commodity Management Division's subject matter expert serving as an advisor and consultant to...

$63,000 - $82,000 a year

ACA Compliance Group - Morristown, NJ 

With offices worldwide, ACA clients include leading investment advisers, private fund managers, commodity trading advisors, investment companies, and broker...

$45,000 - $55,000 a year

Amcor - Ann Arbor, MI 3.8

Performance standards and compliance requirements. Setting standards and ensure compliance through spend classification....

Estimated: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sponsored

Wells Fargo - Charlotte, NC 3.8

The Macro team provides Interest Rates, Commodities & Foreign Exchange (FX) products & services to our clients....

Estimated: $75,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sponsored