Raytheon - Plano, TX

Trade Compliance or Licensing Experience. (robust audit trail and commodity guides). Identify and report to Leadership any potential violations of trade...

Estimated: $89,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Natixis - New York, NY

Natixis is looking for an experienced Compliance Officer to join the Compliance Advisory team to provide compliance advice and services primarily with respect...

Estimated: $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sponsored

PwC - Tampa, FL

And works as a strategic advisor for other service arrangements (e.g., off-shoring, staff augmentation, etc.)....

Estimated: $58,000 - $72,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sponsored

Wells Fargo - Charlotte, NC

Manage the compliance approval process across the firm for marketing materials. Maintain strong partnerships with Wells Fargo’s internal partners including the...

Estimated: $100,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sponsored

Scotiabank - New York, NY

Sensitivity and tact must be especially evident in the performance of compliance monitoring and surveillance functions....

Estimated: $140,000 - $190,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Interactive Brokers - Greenwich, CT

Equity derivatives and commodity reporting systems such as Large Option Position Reporting (“LOPR”) and....

Estimated: $100,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

ACA Compliance Group - Silver Spring, MD

Our clients include leading investment advisers, private fund managers, commodity trading advisors, investment companies, broker-dealers, and domestic and...

Estimated: $62,000 - $86,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Emcore - Alhambra, CA

O Form Commodity Jurisdictions. EMCORE Corporation seeks a Manager, Export Compliance who will coordinate the company’s export licensing and compliance program....

Estimated: $85,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Society for International Affairs - Alhambra, CA

Form Commodity Jurisdictions. EMCORE Corporation seeks a Manager, Export Compliance who will coordinate the company’s export licensing and compliance program....

Estimated: $87,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Interactive Brokers - Greenwich, CT

Handling regulatory inquiries from the SEC, FINRA, CFTC, and NFA concerning securities, commodities and derivatives trading and compliance issues....

Estimated: $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

NATIXIS Americas - New York, NY

Natixis is looking for an experienced Compliance Officer to join the Compliance Advisory team to provide compliance advice and services primarily with respect...

Estimated: $120,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

CARSI - Central, LA

The advisor is required to make once per quarter, three, week trips to Honduras for monitoring and mentoring of EIC activities and compliance with implementing...

Estimated: $73,000 - $97,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

UBS - New York, NY

Interact daily with Advisors, Branch Management, Compliance and legal regarding the questions or issues with account documentation to ensure the timely opening...

Estimated: $97,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

TD Ameritrade - Chicago, IL

Manager of Active Trader Compliance implements an effective compliance program to preserve our reputation with the Trader business....

Estimated: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Chatham Financial - Kennett Square, PA

Experience with the Dodd-Frank Act, EMIR, AIFMD, and the Commodities Exchange Act; We are an employee-owned, view-neutral services firm, with no affiliation to...

Estimated: $130,000 - $190,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Unilever - Remote

Procurement Assistant - Global Commodities. Contract management) and manage supplier compliance (audits, specifications, general terms and conditions)....

Estimated: $85,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

M&T Bank - Buffalo, NY

Risk, compliance and audit counterparts at the organization; Partnering with the organization’s compliance, risk and audit groups on Division matters....

Estimated: $110,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Pacific Investment Management Company LLC - Newport Beach, CA

Working with legal and compliance on best execution, MiFID II, IBOR and other initiatives. Developing and monitoring Transaction Cost Analysis reports for...

Estimated: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The PrivateBank - Chicago, IL

Ensure compliance with IIA Standards. Solid understanding of AML and Compliance risks. Knowledge of capital markets products and services (Derivatives – FX,...

Estimated: $84,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Memorial Health System - Springfield, IL

Along with the client’s recovery specialist, the residential advisor will monitor compliance and progress. Clients receive individual skill training in daily...

Estimated: $19,000 - $27,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Morgan Stanley - New York, NY

Professionals within Legal and Compliance provide a wide range of services to our business units. Strong substantive knowledge of the Investment Advisers Act...

Estimated: $130,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Interactive Brokers - Chicago, IL

Maintain and update the firm’s AML and KYC compliance training programs; Ability to develop compliance solutions that satisfy relevant regulations while...

Estimated: $140,000 - $200,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

City of Sunrise - Sunrise, FL

Serves as technical advisor and provides professional assistance to the Purchasing Manager. Extensive knowledge of large-scale purchasing methods and procedures...

$78,000 - $110,000 a year

DUFF AND PHELPS, LLC - Boston, MA

Conduct annual compliance reviews; Prepare and deliver compliance training; Development and implementation of compliance policies and procedures - ensure...

Estimated: $91,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sponsored

PwC - Chicago, IL

Certified Financial Advisor (CFA), and/or Global Association of Risk Professionals (GARP). Capital markets instruments including fixed income, equity, foreign...

Estimated: $71,000 - $96,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sponsored

PwC - San Jose, CA

Capital markets instruments including fixed income, equity, foreign currency, interest rate, commodity, credit and mortgage instruments;...

Estimated: $180,000 - $230,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sponsored