Interactive Brokers-Chicago, ILEstimated: $56,000 - $73,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Immediate need for a Compliance Associate in our Chicago office. Interactive Brokers , a Global Securities and Commodities business leader and one of the...

Rimrock Capital Management, LLC-Irvine, CAEstimated: $81,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Compliance Analyst (Investment Management). The Compliance Analyst will manage or assist in other legal and/or compliance initiatives as needed....

Interactive Brokers-Greenwich, CTEstimated: $61,000 - $82,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Handling regulatory inquiries from the SEC, FINRA, CFTC, and NFA concerning securities, commodities and derivatives trading and compliance issues....

TD Ameritrade-Chicago, ILEstimated: $100,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Manager of Active Trader Compliance implements an effective compliance program to preserve our reputation with the Trader business....

DUFF AND PHELPS, LLC-San Francisco, CAEstimated: $81,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Conduct annual compliance reviews; Prepare and deliver compliance training; Development and implementation of compliance policies and procedures - ensure...

Prudential-Newark, NJEstimated: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Supervise Compliance Analyst(s); Collaborate with other Compliance teams, Corporate Compliance, and colleagues across Prudential....

Louisiana State Government-New Orleans, LA $2,200 - $4,500 a month

To serve as a one-stop shop advisor for the procurement function within a central state procurement office. Participates in periodic audits of entity purchasing...

Booz Allen Hamilton-Washington, DCEstimated: $99,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Experience with common data streams used for analysis by the regulators such as CFTC, including the Commodity Exchange Act Part 16:....

BNP Paribas-New York, NYEstimated: $93,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

5+ years of strong compliance experience in both securities and futures trading, having worked closely with algorithmic or market-making traders, in a trading...

Rimrock Capital Management, LLC-Irvine, CAEstimated: $81,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Compliance Analyst (Investment Management). The Compliance Analyst will manage or assist in other legal and/or compliance initiatives as needed....

Green Powered Technology-Washington, DCEstimated: $85,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Legal Advisor may be asked to carry out activities such as:. Green Powered Technology is seeking a Legal Advisor to support a potential international energy...

Raytheon-Orlando, FLEstimated: $77,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Maintains applicable trade compliance records in accordance with regulatory requirements. Government export/import licenses, agreements, permits, certifications...

Puget Sound Energy-Bellevue, WAEstimated: $64,000 - $87,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Advisor Application Development Analyst #72378. Familiar with NERC, FERC SOC, and SOX compliance reporting. Upholds the safety compliance standards inherent in...

DELL-Hopkinton, MAEstimated: $93,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Advisor, Global Commodity ManagementContract management activities with moderate to high risk to Dell EMC business units....

City of New Braunfels-New Braunfels, TXEstimated: $89,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

 In conjunction with the Director of Finance, assist in establishing yearly objectives and meeting agendas and selecting and engaging outside consultants...

The State of Florida-Bartow, FL $54,000 - $63,000 a year

Oversee the coordination of Design-Build procurement related meetings, such as pre-proposal, Alternative Technical Concept, Technical Advisor presentation, Page...

USAID-United StatesEstimated: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Environmental compliance regulations are met. Independently and/or as technical panel advisor:. Oversees, coordinates and monitors USAID/Jordan’s compliance...

Chatham Financial-Kennett Square, PAEstimated: $64,000 - $89,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Regulatory compliance, and. Interest rate, foreign currency, and commodity risk management and hedging,. We are an employee-owned, view-neutral services firm,...

BNY Mellon-New York, NYEstimated: $120,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Qualifications Minimum 10-15 years of relevant experience Bachelor s degree required, JD or MBA a plus Strong knowledge of business activities and products...

Adviser Compliance Associates LLC, Broker-Dealer Compliance Associates LLC-Silver Spring, MDEstimated: $43,000 - $59,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

With offices worldwide, ACA clients include leading investment advisers, private fund managers, commodity trading advisors, investment companies, and broker...

Meridian Legal Search-New York, NYEstimated: $130,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Update compliance policies and procedures; Partner with firm executives to mitigate emerging compliance risks;...

Unimin Corporation-Charlotte, NCEstimated: $98,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Able to conduct appropriate research on a given commodity, product or service. Act as liaison between Legal and vendor to resolve language conflicts and ensure...


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