Invesco - Downers Grove, IL

Undertakes special compliance-related projects assigned by the Chief Compliance Officer, Compliance Director, or Senior Manager (e.g....

Estimated: $100,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Rimrock Capital Management, LLC - Irvine, CA

The Compliance Analyst will participate in the design, day-to-day implementation, testing, and execution of a compliance program which adheres to Rule 206(4)-7...

Estimated: $57,000 - $80,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sponsored

JOYN - Atlanta, GA

Keeping advisors and associate advisors informed of the status of tasks and projects. Maintaining compliance with regulatory requirements....

$45,000 - $55,000 a yearSponsored

SAYtr Advisory & Assistance LLC - Washington, DC

Serve as an advisor to customers; Eight years contracting experience using FAR Parts 12, 13 and 15 for pre-award and post-award activities for commercial...

$100,000 - $120,000 a yearSponsored

Invesco - Downers Grove, IL

Undertakes special compliance-related projects assigned by the Chief Compliance Officer, Compliance Director, or Senior Manager (e.g....

Estimated: $100,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

ACA Compliance Group - Denver, CO

Our clients include leading investment advisers, private fund managers, commodity trading advisors, investment companies, broker-dealers, and domestic and...

Estimated: $64,000 - $82,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Interactive Brokers - Chicago, IL

Has an immediate need for a Compliance Associate in our Chicago office. Interactive Brokers , a Global Securities and Commodities business leader and one of the...

Estimated: $65,000 - $85,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

ACA Compliance Group - Morristown, NJ

With offices worldwide, ACA clients include leading investment advisers, private fund managers, commodity trading advisors, investment companies, and broker...

Estimated: $77,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

DUFF AND PHELPS, LLC - New York, NY

Conduct annual compliance reviews; Prepare and deliver compliance training; Development and implementation of compliance policies and procedures - ensure...

Estimated: $99,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

DUFF AND PHELPS, LLC - San Francisco, CA

Conduct annual compliance reviews; Prepare and deliver compliance training; Development and implementation of compliance policies and procedures - ensure...

Estimated: $81,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Natixis - New York, NY

5-7 years compliance experience in AML KYC compliance. The KYC Advisor reports to the Regional AML Compliance KYC Team Lead....

Estimated: $75,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

3d

TD Ameritrade - Chicago, IL

Manager of Active Trader Compliance implements an effective compliance program to preserve our reputation with the Trader business....

Estimated: $100,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Universal Consulting Services - Washington, DC

Serving as an advisor to customers. Various commodities, advisory and assistance services, IT support services, and system integration & sustainment....

Estimated: $72,000 - $98,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

6d

DUFF AND PHELPS, LLC - New York, NY

Drafting compliance manuals and client monitoring program. Duff & Phelps is the premier global valuation and corporate finance advisor with expertise in complex...

Estimated: $99,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Green Powered Technology - Washington, DC

The Legal Advisor:. Green Powered Technology is seeking a Legal Advisor:. We provide comprehensive client services from project inception to completion, by...

Estimated: $84,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

7d

Akin Gump Strauss Hauer & Feld LLP - New York, NY

Paralegals may also monitor regulations, legal developments and compliance procedures in their area of expertise....

Estimated: $52,000 - $70,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

13d

BNP Paribas - New York, NY

Compliance and RISK. Compliance Risk Management Program:. Internal Controls and Compliance Program:. Primary responsibilities will be to assist the Senior...

Estimated: $110,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

ACA Compliance Group - Silver Spring, MD

With offices worldwide, ACA clients include leading investment advisers, private fund managers, commodity trading advisors, investment companies, and broker...

Estimated: $88,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

ACA Compliance Group - New York, NY

Our clients include leading investment advisers, private fund managers, commodity trading advisors, investment companies, broker-dealers, and domestic and...

Estimated: $95,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Virtus Investment Partners, Inc. - United States

Compliance with all company policies. Will diligently follow compliance standards, maintain appropriate records, and always act in the best interest of clients....

Estimated: $61,000 - $87,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

3d

Adviser Compliance Associates LLC, Broker-Dealer Compliance Associates LLC - Pittsburgh, PA

ACA clients include leading investment advisers, private fund managers, commodity trading advisors, investment companies, and broker-dealers....

Estimated: $43,000 - $58,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

AIG - Houston, TX

Reviewing periodic financial and compliance statements; Follow sound risk management and compliance protocols within AIG....

Estimated: $73,000 - $96,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired or its affiliates. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

ACA Compliance Group - Pittsburgh, PA

With offices worldwide, ACA clients include leading investment advisers, private fund managers, commodity trading advisors, investment companies, and broker...

$16 - $20 an hour

JOYN - Atlanta, GA

Keeping advisors and associate advisors informed of the status of tasks and projects. Maintaining compliance with regulatory requirements....

$35,000 - $45,000 a yearSponsored